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514 Public Administration in Southeast Asia

people, and it seems an inconceivable excuse that they place their private interests above those of the public.

24.4 Conclusion

Citizens may have hoped that the establishment of the CAC after the handover and the laws enacted to combat graft and corruption would relegate these notorious practices that were common under the Portuguese regime to a bygone chapter of Macao history. However, responses to ethical crimes since the handover have disappointed. The Ao Man Long case and other incidents reveal the insufficiency of a clear division of functions and job descriptions, institutional structures, political neutrality, ethical and disciplinary problems of officials and the concept of rule of law among the civil service. Civil servants are supposed to carry out their duties in accordance with the regulations, rules, instructions, and orders made by the administration given that they are legal and executable. In addition, those legal administrative instructions are expected to be executed in the absence of personal affections and gains. Notwithstanding, it is a duty of civil servants to work under due supervision, it is also a duty of civil servants to report illegal behaviors to the pertinent monitoring institutions irrespective of the rank and position of the accused officer. Obviously, some civil servants in Macao choose to tolerate and accept these administrative “deviations” as usual practices.

The chief executive incident may be an isolated case and made by excusable mistake, but a clarification or explanation by the CAC has yet to be made. The absence of such actions increase community concerns that patron-client politics and flattering culture at among civil service managers. Even worse, one may argue that such phenomena may be more prominent in disciplinary forces like the police force or Custom and Excise as these kinds of organizations emphasize the class system and obedience. All these elements, if applicable, diminish the success of the CAC and worsen the impartial reputation and credibility of this anti-corruption organ. Although the CAC has done a lot of promotion and drafted a series of anti-corruption publications to educate the public as well as civil servants on the importance of a clean society, it is regretful to observe that anti-corruption outcomes attain only a little public recognition. The CAC should carry out decisive and forceful steps to strengthen its effectiveness and rebuild its public image in wider ways, such as taking the initiative to investigate public rumors about major illegal behaviors in the public and private sectors; playing a leading role in civil servants training and refresher courses on public ethics education; prosecuting those witnesses who allegedly carried out illegal instructions in Ao’s case; enhancing transparency and attending Legislative Assembly Q&A sessions quarterly; and expanding its personnel establishment and functions through legal means. All in all, the performance of the CAC falls short of public’s expectations as well as objectives. In addition to the organizational and ethical issues discussed above, quanxi politics arising from patron-client relations may perhaps become another principal priority for the administration to solve so as to maintain a clean and institutionalized government.

References

1.Lo, S.H., Political Development in Macau (Hong Kong: Chinese University Press, 1995).

2.Lo, Political Development in Macau, pp. 179–86.

3.Policy Address for the Fiscal Year 2000 (MSAR Printing Bureau, 2000: 9).

©2011 by Taylor and Francis Group, LLC

Public Ethics and Corruption in Macao 515

Appendix A

Abstracts of the General Regulations Governing the Staff of the Public Administration of Macao

Codes

Abstracts

 

 

Conflict of interest

• Referring to conflict between the personal interests of a

 

public servant and the interests of the government and of

 

the departments/institutions.

 

• Personal interests include interests (both property and

 

non-property interests) of a public servant, his family,

 

relatives, friends, associations to which he belongs and

 

those with whom he has either a hostile or an intimate

 

relationship.

 

• Conflict of interest may give rise to acts of corruption, fraud,

 

and abuse of power. Public servants shall always stay alert

 

and take precautions to prevent any situations that may lead

 

to actual or predictable conflict of interest.

 

• A public servant who abuses his power or violates the duties

 

inherent in his functions, with the intent to seek illegitimate

 

interests for himself or for a third party or to cause damage

 

to another person, commits the crime of abuse of power.

 

 

Handling of advantages

• A public servant who, personally or through an intermediary,

received

solicits or accepts an undue advantage for himself or for

 

another person as a reward for performing or refraining

 

from performing an act, no matter how much the value is

 

and whether the act or the omission is in breach of his

 

official duties, commits the crime of passive corruption,

 

which does not rule out his disciplinary liability.

 

• Public servants shall not accept directly or indirectly any

 

money or other advantages derived from the exercise of

 

their official duties, which are undue according to the law.

 

They should treat all citizens with objectivity and impartiality.

 

• If a public servant (or his spouse, lineal relative by blood or

 

affinity) has accepted gifts offered by an interested person

 

before or after the commencement of an administrative

 

procedure, he should recuse himself from that particular

 

procedure. Failure to do so constitutes a breach of official

 

duties.

 

• Advantages include:

 

1. Gifts

 

2. Money

 

3. Hospitality

 

4. Rewards

 

5. Commissions

 

 

 

(continued)

© 2011 by Taylor and Francis Group, LLC

516 Public Administration in Southeast Asia

Appendix A (continued)

Abstracts of the General Regulations Governing the Staff of the

Public Administration of Macao

 

 

 

 

 

Codes

 

 

Abstracts

 

 

 

 

 

 

6.

Special offers

 

 

7.

Discounts

 

 

8.

Services

 

 

9.

Transportation and accommodation

 

 

 

Outside employment

 

• Public servants perform their official duties on the “principle

 

 

of exclusiveness.” This means that public servants “serve

 

 

exclusively the public interest” and they have the duty of

 

 

“not engaging in incompatible activities.” In other words,

 

 

besides their official duties, they should not take up any

 

 

other public positions or private practices without prior

 

 

authorization.

 

 

• Public servants are permitted to take up concurrent pubic

 

 

offices or positions only in the following exceptional cases:

 

 

1.

Inherent functions

 

 

2.

Professional training activities, which require prior

 

 

 

authorization from the superior

 

 

3.

Teaching activities, which require prior authorization from

 

 

 

the superior and shall not exceed the limit of 11 hours per

 

 

 

week

 

 

4.

Other situations considered conductive to public interest

 

 

• Exceptions are made to public servants being permitted to

 

 

engage in private practices when all the following

 

 

requirements are met:

 

 

1.

Previously authorized by the superior

 

 

2.

Not conflicting with the working hours of the public

 

 

 

position

 

 

3.

Not compromising the duty of impartiality

 

 

4.

Not prohibited by special law

 

 

• Public servants are prohibited from engaging in private

 

 

practices on a freelance basis unless otherwise permitted by

 

 

special laws.

 

 

• Directors and chiefs are absolutely prohibited from

 

 

engaging in private practices.

 

 

• According to the Law of Declaration of Incomes and

 

 

Properties, public servants must declare all their outside

 

 

positions, functions, and activities that are remunerated or

 

 

rewarded with property advantages.

 

 

 

 

© 2011 by Taylor and Francis Group, LLC

 

 

Public Ethics and Corruption in Macao 517

Appendix A (continued)

Abstracts of the General Regulations Governing the Staff of the

Public Administration of Macao

 

 

 

Codes

 

Abstracts

 

 

 

Recusal system

 

• Public servants are required not to participate in or handle

 

 

administrative procedures or acts that may trap them in role

 

 

conflicts. The objectives are to ensure that the

 

 

administrative authorities and their staff carry out

 

 

administrative activities with objectivity and impartiality and

 

 

to avoid public servants falling into embarrassing and

 

 

suspicious situations.

 

 

• Mandatory recusal—a public servant is legally impeded and

 

 

cannot participate in an administrative procedure in certain

 

 

situations prescribed by law.

 

 

• Self-recusal—when it happens that the situation may give

 

 

rise to reasonable doubt about the impartiality and the

 

 

integrity of a public servant in an administrative procedure,

 

 

the public servant concerned should recuse himself from

 

 

the procedure.

 

 

 

Duty of confidentiality

 

• Public servants should keep in professional confidence the

 

 

non-public information acquired in the course of their

 

 

official duties.

 

 

• A public servant who, without being duly authorized,

 

 

discloses secrets that come to his knowledge in the course

 

 

of official duties, with the intent to seek benefit for himself

 

 

or for another person, or knowingly causes damage to the

 

 

public interest or to a third party, commits the crime of

 

 

violation of secrecy.

 

 

 

Use of department/

 

• Public servants should not, for their benefit or the benefit

institution property and

 

of another person, misappropriate public or private

resources

 

money or movable property entrusted to them, in their

 

 

possession or to which they access by virtue of their

 

 

positions, otherwise they commit the crime of

 

 

embezzlement.

 

 

• Public servants, when using or allowing the use of public

 

 

or private vehicles or other movable property of

 

 

considerable value entrusted to them, in their possession

 

 

or to which they have access by virtue of their positions,

 

 

should ensure that the property is used for the intended

 

 

purposes. Failure to do so constitutes the crime of

 

 

embezzlement by use.

 

 

• Public servants should also use public money in accordance

 

 

with the law. If public money is spent not on justifiable

 

 

grounds of public interest and for a public purpose different

 

 

from the one prescribed by law, it also constitutes the crime

 

 

of embezzlement by use.

 

 

 

 

 

(continued)

© 2011 by Taylor and Francis Group, LLC

518 Public Administration in Southeast Asia

Appendix A (continued) Abstracts of the General Regulations Governing the Staff of the Public Administration of Macao

Codes

Abstracts

 

 

Legal liability

• If a public servant performs an act in breach of his official

 

duties, the department/institution may institute a

 

disciplinary proceeding against him, hold him liable for the

 

act, and apply a written reprimand, fine, suspension,

 

compulsory retirement, and dismissal.

 

• If a public servant commits a crime during the performance

 

of his duties or by taking advantage of his official capacity,

 

even though it does not involve any acceptance of

 

advantages, he may be subject to disciplinary liability due to

 

violation of such duties as zeal, loyalty, and confidentiality,

 

etc.

 

• If a public servant violates the criminal law, whether it is an

 

occupational crime or a crime of other nature, he may be held

 

criminally responsible.

 

• Disciplinary proceedings and criminal proceedings are

 

mutually independent. If a public servant performs an act

 

that violates disciplinary and criminal provisions

 

simultaneously, he shall be subject to both disciplinary and

 

criminal liability.

 

 

Duty to report and relevant

• According to the General Regulations Governing the Staff of

channels

the Public Administration of Macao and the Panel Procedure

 

Code, public servants should report all the offences that

 

have come to their positions even though they may not

 

know the identity of the offenders. If the offences involve

 

the use of official positions for personal gain, particularly if it

 

is related to the acceptance and solicitation of advantages,

 

they should report immediately to their superiors or to other

 

competent entities (such as the Commission Against

 

Corruption.)

 

• Those who fail to report the offences that they know, or they

 

pretend that they do not know, are subject to disciplinary

 

liability even though it does not involve an offer or

 

acceptance of any advantage. Failure to report for the

 

purpose of either benefiting or prejudicing someone leads

 

to criminal liability.

 

• “Ignorance of the law” is not an excuse for not fulfilling the

 

duty to report since this act is in breach of the duty of “zeal”

 

of public servants and leads to disciplinary liability.

 

 

Source: General Regulations Governing the Staff of the Public Administration of Macao at “Publication” of Commission Against Corruption website: http://www.ccac.org.mo.

© 2011 by Taylor and Francis Group, LLC

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