- •The Globalization of World Politics: An Introduction to International Relations Edited by John Baylis and Steve Smith
- •Editor's Preface
- •Key Features of the Book
- •Contents
- •Detailed Contents
- •13. Diplomacy
- •14. The United Nations and International Organization
- •List of Figures
- •List of Boxes
- •List of Tables
- •About the Contributors
- •Introduction
- •From International Politics to World Politics
- •Theories of World Politics
- •Realism and World Politics
- •Liberalism and World Politics
- •World-System Theory and World Politics
- •The Three Theories and Globalization
- •Globalization and its Precursors
- •Globalization: Myth or Reality?
- •Chapter 1. The Globalization of World Politics
- •Reader's guide
- •Introduction: a Globalizing World
- •Globalization: a Definition
- •Aspects of Globalization
- •Historical Origins
- •Qualifications
- •Key Points
- •Globalization and the States-System
- •The Westphalian Order
- •The End of History
- •The End of Sovereignty
- •The Persistence of the State
- •Key Points
- •Post-Sovereign Governance
- •Substate Global Governance
- •Suprastate Global Governance
- •Marketized Global Governance
- •Global Social Movements
- •Key Points
- •The Challenge of Global Democracy
- •Globalization and the Democratic State
- •Global Governance Agencies and Democracy
- •Global Market Democracy?
- •Global Social Movements and Democracy
- •Key Points
- •Conclusion
- •Questions
- •Guide to further reading
- •Chapter 2. The Evolution of International Society
- •Reader's guide
- •Origins and Definitions
- •Key Points
- •Ancient Greece and Renaissance Italy
- •Key Points
- •European International Society
- •Key Points
- •The Globalization of International Society
- •Key Points
- •Problems of Global International Society
- •Key Points
- •Questions
- •Guide to further reading
- •Chapter 3. International history 1900-1945
- •Reader's guide
- •Introduction
- •The origins of World War One
- •Germany's bid for world power status
- •The 'Eastern Question'
- •Key points
- •Peace-making, 1919: the Versailles settlement Post-war problems
- •President Wilson's 'Fourteen Points'
- •Self-determination: the creation of new states
- •The future of Germany
- •'War guilt' and reparations
- •Key points
- •The global economic slump, 1929-1933
- •Key points
- •The origins of World War Two in Asia and the Pacific
- •Japan and the 'Meiji Restoration'
- •Japanese expansion in China
- •The Manchurian crisis and after
- •Key points
- •The path to war in Europe
- •The controversy over the origins of the Second World War
- •The rise of fascism and Nazism in Europe
- •From appeasement to war
- •Key points
- •Conclusion
- •Questions
- •Guide to further reading General
- •World War I and after
- •World War II
- •Chapter 4. International history 1945-1990
- •Introduction
- •End of empire
- •Key points
- •The cold war
- •1945-1953: Onset of the cold war
- •1953-1969: Conflict, confrontation, and compromise
- •1969-1979: The rise and fall of detente
- •1979-86: 'The second cold war'
- •The bomb
- •Conclusion
- •General
- •The cold war
- •The bomb
- •Decolonization
- •Richard Crockatt
- •Introduction
- •Key points
- •Internal factors: the collapse of communism in the Soviet Union Structural problems in the Soviet system
- •The collapse of the Soviet empire
- •Economic restructuring
- •Key points
- •The collapse of communism in Eastern Europe
- •The legacy of protest in Eastern Europe
- •Gorbachev and the end of the Brezhnev doctrine
- •Key points
- •External factors: relations with the United States Debate about us policy and the end of the cold war
- •Key points
- •The interaction between internal and external environments
- •Isolation of the communist system from the global capitalist system
- •Key points
- •Conclusion
- •Key points
- •Chapter 6. Realism
- •Introduction: the timeless wisdom of Realism
- •Reader's guide
- •Introduction: the timeless wisdom of Realism
- •Key points
- •One Realism, or many?
- •Key points
- •The essential Realism
- •Statism
- •Survival
- •Self-help
- •Key points
- •Conclusion: Realism and the globalization of world politics
- •Questions
- •Guide to further reading
- •Chapter 7. World-System Theory
- •Introduction
- •Reader's guide
- •Introduction
- •Key Points
- •The Origins of World-System Theory
- •Key Points
- •Wallerstein and World-System Theory
- •Key Points
- •The Modern World-System in Space and Time
- •Key Points
- •Politics in the Modern World-System: The Sources of Stability
- •States and the Interstate System
- •Core-States—Hegemonic Leadership and Military Force
- •Semi-peripheral States—Making the World Safe for Capitalism
- •Peripheral States—At home with the Comprador Class
- •Geoculture
- •Key Points
- •Crisis in the Modern World-System
- •The Economic Sources of Crisis
- •The Political Sources of Crisis
- •The Geocultural Sources of Crisis
- •The Crisis and the Future: Socialism or Barbarism?
- •Key Points
- •World-System Theory and Globalization
- •Key Points
- •Questions
- •A guide to further reading
- •Chapter 8. Liberalism
- •Introduction
- •Varieties of Liberalism
- •Reader's guide
- •Introduction
- •Key points
- •Varieties of Liberalism
- •Liberal internationalism
- •Idealism
- •Liberal institutionalism
- •Key points
- •Three liberal responses to globalization
- •Key points
- •Conclusion and postscript: the crisis of Liberalism
- •Questions
- •Guide to further reading
- •Chapter 9. New Approaches to International Theory
- •Reader's guide
- •Introduction
- •Key Points
- •Explanatory/Constitutive Theories and Foundational/Anti-Foundational Theories
- •Key Points
- •Rationalist Theories: The Neo-Realist/Neo-Liberal Debate
- •Key Points
- •Reflectivist Theories
- •Normative Theory
- •Key Points
- •Feminist Theory
- •Key Points
- •Critical Theory
- •Key Points
- •Historical Sociology
- •Key Points
- •Post-Modernism
- •Key Points
- •Bridging the Gap: Social Constructivism
- •Key Points
- •Conclusion
- •Questions
- •Guide to further reading
- •Chapter 10.International Security in the Post-Cold War Era
- •Introduction
- •What is meant by the concept of security?
- •The traditional approach to national security
- •The 'security dilemma'
- •The difficulties of co-operation between states
- •The problem of cheating
- •The problem of relative-gains
- •The opportunities for co-operation between states 'Contingent realism'
- •Key points
- •Mature anarchy
- •Key points
- •Liberal institutionalism
- •Key points
- •Democratic peace theory
- •Key points
- •Ideas of collective security
- •Key points
- •Alternative views on international and global security 'Social constructivist' theory
- •Key points
- •'Critical security' theorists and 'feminist' approaches
- •Key points
- •Post-modernist views
- •Key points
- •Globalist views of international security
- •Key points
- •The continuing tensions between national, international, and global security
- •Conclusions
- •Questions
- •Guide to further reading
- •Web links
- •Chapter 11. International Political Economy in an Age of Globalization
- •Reader's guide
- •Introduction: The Significance of ipe for Globalized International Relations
- •What is ipe? Terms, Labels, and Interpretations
- •Ipe and the issues of ir
- •Key Points
- •Words and Politics
- •Key Points
- •Thinking about ipe, ir, and Globalization States and the International Economy
- •The Core Question
- •What is 'International' and what is 'Global'
- •Key Points
- •What Kind of World have We made? 'International' or 'Global'?
- •Global Capital Flows
- •International Production and the Transnational Corporation
- •'Domestic' and 'International'
- •The Ideological Basis of the World Economy
- •Key Points
- •Conclusions: 'So what?'
- •Questions
- •Guide to further reading
- •Chapter 12. International Regimes
- •Introduction
- •Reader's guide
- •Introduction
- •Key Points
- •The Nature of Regimes
- •Conceptualizing Regimes
- •Defining Regimes
- •Classifying Regimes
- •Globalization and International Regimes
- •Security Regimes
- •Environmental Regimes
- •Communication Regimes
- •Economic Regimes
- •Key Points
- •Competing Theories: 1. The Liberal Institutional Approach
- •Impediments to Regime Formation
- •The Facilitation of Regime Formation
- •Competing Theories: 2. The Realist Approach
- •Power and Regimes
- •Regimes and Co-ordination
- •Key Points
- •Conclusion
- •Questions
- •Guide to further reading
Key Points
• Two forerunner international societies were ancient Greece and Renaissance Italy.
• Two empires which contrasted with these international societies and also served as a historical bridge between them were the Roman empire and its direct Christian successor in the West, the medieval Respublica Christiana.
• Greek international society was based on the polis and Hellenic culture.
• Italian international society was based on the stato and the strong urban identities and rivalries of Renaissance Italians.
• These small international societies were eventually overwhelmed by neighbouring hegemonic powers.
European International Society
Medieval cathedrals took many years, sometimes centuries, to reach their final form: similarly, the classical European international society which began to be constructed as early as the sixteenth and seventeenth centuries was only completed in the eighteenth and nineteenth. The modern territorial state upon which it was based was a derivative of the Italian Renaissance and the Protestant Reformation. The rulers of the new European states took their cue from the Italians and, as a result, the arts and sciences of the Renaissance, including the art of statecraft, spread to all of Western Europe. The political theology of Martin Luther—with its 'impulse towards disengaging political elements from religious modes of thought' (Wolin 1960: 143)—also disengaged the political legitimacy of the state from the religious sanction of the medieval Respublica Christiana. Machiavelli and Luther are important architects of the modern society of states.
In the modern era secular politics, and particularly the politics of the state and the art of statecraft, was liberated from the moral inhibitions and religious constraints of the medieval Christian world. The sovereign state now shaped the relations of the main political groupings of Europe, and those relations were now recognizable international relations. Many European rulers were ambitious to expand their territories, while many others were anxious to defend their realms against external encroachments. As a result international rivalries developed which often resulted in wars and the enlargement of some countries at the expense of others. At various times France, Spain, Austria, England, Holland, Denmark, Sweden, Poland, Prussia, Russia, and other states of the new European international society were at war. Some wars were spawned by the Protestant Reformation which profoundly divided the European Christian population in the sixteenth and seventeenth centuries. But other wars (increasingly a majority) were provoked by the mere existence of independent states whose rulers resorted to war as a principal means of defending their interests, pursuing their ambitions, and, if possible, expanding their territorial holdings. War became an international institution for resolving conflicts between sovereign states.
The Catholic Habsburgs, who controlled a sprawling dynastic state which comprised extensive disjointed territories in Austria, Spain, the Netherlands, Italy, Bohemia, Hungary, and other parts of Western and Eastern Europe, tried—in the name of the Respublica Christiana—to impose their imperium on a Europe that was fracturing into religious-cum-political communities, some Catholic and some Protestant, under the impact of the Protestant Reformation and the Catholic Counter-Reformation. That bid for European supremacy led to the devastating Thirty Years War (1618-48) in which the Habsburgs were defeated and peace treaties were negotiated at Westphalia in 1648 (Wedgwood 1992). That was not the first gamble for political mastery in Europe and it would not be the last. But after 1648 the language of international justification would gradually change, away from Christian unity and religious orthodoxy and towards international diversity based on a secular society of sovereign states. The treaties of Westphalia and those of Utrecht (1713) still referred to the Respublica Christiana, but they were the last to do that. For what had come into historical existence in the meantime was a secular European society of states in which overarching political and religious authority was no longer in existence in any substantive sense.
The Reformation and Counter-Reformation conflicts made it clear by the mid-seventeenth century that Protestant states and Catholic states must coexist. The fundamental problem of their relations was thus recognized to be political and not religious. The war itself was not fought along religious lines: it was fought along political-territorial lines with some Catholic states—most notably France—aligned with Protestant states such as Sweden in an alliance against the Catholic Habsburgs. The anti-Habsburg alliance also demonstrated the doctrine of the balance of power: the organization of a coalition of states whose joint military power is intended to operate as a counterweight against bids for political hegemony and empire. The doctrine of reason of state took precedence over any residual obligation to support Respublica Christiana which was now seen in many quarters as merely the ideology of one side in the conflict. That secular move away from religious legitimacy has been a cornerstone of international society ever since. The treaties of Westphalia formally recognized the existence of separate sovereignties in one international society. Religion was no longer a legal ground for intervention or war among European states. The settlement thus created a new international covenant based on state sovereignty which displaced the medieval idea of Respublica Christiana. The seeds of state sovereignty and non-intervention that those seventeenth-century statespeople planted would eventually evolve into the Charter of the United Nations, the Geneva Conventions, and other contemporary bodies of international law.
Box 2.5. Westphalian International Society |
Westphalian international society was based on three principles. The first principle was rex est imperator in regno suo (the king is emperor in his own realm). This norm specifies that sovereigns are not subject to any higher political authority. Every king is independent and equal to every other king. The second principle was cujus regio, ejus religio (the ruler determines the religion of his realm). This norm specifies that outsiders have no right to intervene in a sovereign jurisdiction on religious grounds. The third principle was the balance of power: that was intended to prevent any hegemon from arising and dominating everybody else. |
The procedural starting point of modern European international society, speaking very generally, is thus usually identified with the Peace of Westphalia. That at least is the conventional view. Martin Wight (1977: 150-2) argues, somewhat to the contrary, that Westphalia is the coming of age but not the coming into existence of European international society, the beginnings of which he traces to the Council of Constance (1415) which, in effect, transformed the papacy into a quasi-secular political power with its own territory. F. H. Hinsley (1967: 153) argues, on the other side, that modern international society only fully emerged in the eighteenth century, because prior to that time the Respublica Christiana was still in existence. But however we choose to look at it, the multinational treaties of Westphalia, and those which came after, were conceived as the foundation of secular international law or what came to be known as the 'public law of Europe' (Hinsley 1967: 168).
Adam Watson (1992: ch. 17) captures the Westphalian moment very aptly: 'the charter of a Europe permanently organized on an anti-hegemo-nial principle.' That European society of states had several prominent characteristics which can be summarized.
Box 2.6. Grotius and International Law |
The emerging idea of international law was spelled out by Hugo Grotius, a Dutch Protestant diplomat and philosopher, whose Laws of War and Peace (1625) provided an intellectual foundation for the subject that was enormously influential and is still regarded as a founding text. Grotius hoped to restrict war and expand peace by clarifying standards of conduct which were insulated against all religious doctrines and could therefore govern the relations of all independent states, Protestant and Catholic alike. |
• First, it consisted of member states whose political independence and juridical equality was acknowledged by international law.
• Second, every member state was legitimate in the eyes of all other members.
• Third, the relations between sovereign states were managed, increasingly, by a professional corps of diplomats and conducted by means of an organized multilateral system of diplomatic communication.
• Fourth, the religion of international society was still Christian but that was increasingly indistinguishable from the culture which was European.
• Finally, a balance of power between member states was conceived which was intended to prevent any one state from making a bid for hegemony.
The anti-hegemonial notion of a countervailing alliance of major powers aimed at preserving the freedom of all member states and maintaining the pluralist European society of states as a whole was only worked out by trial and error and fully theorized much later. The greatest historical threat to the European balance of power before the twentieth century was posed by Napoleon's bid for continental hegemony (1795-1815). British and later American foreign policy can be read as historical lessons in attempting to preserve or restore the balance of power. In the eighteenth and nineteenth centuries Britain often played the role of the defender of the balance of power by adding military (especially naval) weight to the coalition which formed against the hegemon, most notably in the case of post-revolutionary Napoleonic France. The United States played a similar role in the Second World War against Nazi Germany and Imperial Japan, and in the cold war against Communist Russia. Insofar as both Britain and the United States accepted and indeed defended the principles of international society against contrary revolutionary ideologies, they could not themselves be regarded as hegemons in the classical political meaning of the term.
In sum: the first fully articulated conception of the theory and practice of international society as an explicit covenant with a legal and political foundation is worked out in Europe among its sovereign states. Edmund Burke, with his eye on the alleged threat posed to monarchical and dynastic Europe by republican and revolutionary France, went so far as to refer to eighteenth-century Europe as 'virtually one great state having the same basis of general law, with some diversity of provincial customs and local establishments'. Burke saw European international society as based on two fundamental principles: a Taw of neighbourhood' — recognition of neighbouring states and respect for their independence—and 'rules of prudence' — the responsibility of statespeople not only to safeguard the national interest but also preserve international society (Raffety 1928: 156-61). Similar ideas were expressed by many European publicists of the day and there is little doubt that modern international society is rooted in the political culture and political thought of the European peoples.