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16  Endobronchial Prostheses

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priority for ICU level admission [56], as they are considered to have low probability of reversibility and survival. A small single-center retrospective study addressed this assumption of lack of reversibility. Twelve patients with non-small cell lung cancer with associated CAO resulting in respiratory failure requiring mechanical ventilation who were not candidates for surgical procedures were managed with bronchoscopic intervention and various combinations of mechanical debulking, laser resection, and airway stenting: 66% underwent stenting. The majority (83%) were successfully liberated from mechanical ventilation and the post-procedural median survival was 313 days. As such, bronchoscopic intervention should be considered for lung cancer patients with respiratory failure due to CAO [57]. Survival after bronchoscopic intervention was investigated in another study including 224 patients with airway obstruction due to primary lung cancer. Factors related with poor survival comprised chronic obstructive pulmonary disease (COPD), poor performance status, extended lesions, extrinsic compression or mixed lesions, disease progression, and absence of adjuvant treatment after bronchoscopic intervention [58].

Stump Fistulas

A less common indication for stent insertion is to cover large stump stulas after lobectomy or more commonly, after pneumonectomy [59]. In general, management strategies for central bronchopleural stula (BPF) depend on the underlying histology (malignant versus benign), size, time to stula formation post-surgery, and health status of the patient. Surgery is the treatment of choice of this condition, but bronchoscopic techniques have been advocated as an option when surgery is not possible or has to be postponed [60]. Surgical repair is not a good option for patients requiring mechanical ventilatory support because postoperative mechanical ventilation is associated with a high failure rate due to persistent barotrauma on the repaired stump [60]. As a general rule, when stents are used for this indication, a large stent must be used to seal the stump

stula as tight as possible in order to prevent aspiration pneumonia, empyema, and allow satisfactory single lung ventilation when the patient requires mechanical ventilation. Stent selection would depend on the size and location of the s- tula, as well as on the physical properties of the stent and the operator’s ability to manage potential stent-related complications. Several case reports and case series of endobronchial stent insertion for isolated stulas have been published [61]. The effect of case-selection bias is dif cult to assess from the limited literature on this topic.

Esophago-respiratory Fistulas (ERF)

Tracheoesophageal or broncho-esophageal stulas can be covered by airway stents. While thesestulas can be congenital, the vast majority are acquired either after esophagectomy, after intubation or in the setting of malignancy. A multicenter retrospective US study addressed the endoscopic management of 25 patients with esophago-respiratory stulas (11 benign and 14 malignant). An overall technical success of 97% (94% in benign, 100% in malignant) and clinical success of 80% (90% in benign, 71% in malignant) were reported. Regarding adverse events, all were reportedly minor and were seen in 40% of the patients (36% in benign, 43% in malignant). Notably, there was no signi cant differences between esophageal stenting alone and esophageal and airway stenting combined [62].

Benign esophago-respiratory stulas (ERF) is not expected to improve after stent insertion and in fact, stenting should only be considered as a palliative intervention if there are no operative modalities (Fig. 16.2) [63]. Debourdeau et al. classi ed 22 non-malignant esophagorespiratorystulas into three categories: I—punctiform, diameter less than the diameter of a closed biopsy forceps; II—medium, larger size but without visibility of tracheobronchial tree; and III—large, bronchial tree seen throughout the stula’s ori ce with the endoscope. The authors demonstrated that the size of the ori ce was associated with mortality and based on this nding, proposed an algorithm to manage this condition: type I and II

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stulas undergo esophageal stenting with covered SEMS; type I–II stulas in which esophageal stenting failed or type III should receive surgical treatment as rst-line and, if not possible, de nitive esophageal stenting and enteral feeding should be considered [64].

Malignant ERF is common in esophageal cancer, having a 5–15% occurrence, and occurs rarely in bronchogenic carcinoma (~1%). Once developed, the prognosis is poor, with a poor QOL and 3- to 4-months survival. Although surgical resection and reconstruction has the greatest potential bene t, it comes at a high-risk complications and prolonged hospitalized recovery. Alternatively, gastro/jejunostomy tube feeding is a strategy utilized to minimize effect of malignant ERF, but this may not be accepted by patients and has the potential to further reduce quality of remaining life [65]. Palliation for

malignant ERF is usually achieved with endoscopic placement of esophageal, airway or parallel (dual) stent insertion (in the esophagus and airway). As mentioned above, there is no clear evidence that dual stent insertion works better than a single prosthesis. However, the prognosis remains poor with a median of 3 months survival after dual stent placement for obstructive or stulous lesions near the carina [66]. Particular attention should be paid to airway compression or erosion caused by placement of esophageal stents, and if there is concern for signi cant tracheobronchial obstruction operators should consider placement of an airway stent prior to the esophageal one (Fig. 16.4).

The choice of tracheal stent used for ERF closure should take into consideration the size and location of the stula. The Freitag classi - cation system [67] was developed to systemati-

Fig. 16.4  Airway stents in obstruction caused by esophageal tumors. In the upper panel, chest computed tomography (CT) shows severe tracheal narrowing from a mediastinal mass, known to be esophageal carcinoma. Bronchoscopy con rmed the CT ndings and a partially covered metallic stent was placed to palliate the airway obstruction prior to esophageal stent insertion for dyspha-

gia. In the lower panel, severe tracheal and right mainstem obstruction occurred after the insertion of an esophageal stent and resulted in respiratory failure in this patient with poor lung function from his previous pneumonectomy. A partially covered metallic stent was inserted from the lower trachea to the mainstem bronchus, palliating the obstruction and allowing liberation from mechanical ventilation

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cally de ne the location and severity of central airway stenosis, but this system can be used to de ne the location of an ERF. Location I: upper third of trachea; II: middle third or trachea; III: Lower third of Trachea; IV: Carina; V: Right mainstem; VI: Bronchus intermedius; VII: Left mainstem; VIII: Left distal bronchus. Using this system and by de ning a small stula as one that is <1 cm in size, a single center developed an algorithm for stent choice in ERF stenting: an I-shaped stent for small stulas in locations I, II, and VIII; an L-shaped stent for small stula in locations V, VI, VII; and a Y-stent for any s- tulas in locations III or IV, or large stulas in locations II, V, and VII. This approach resulted in complete stula closure in 72% of patients and clinically bene cial partial closure in the remaining patients [65].

A dedicated stula stent, The DJ cuffink-­ shaped prosthesis, was designed exclusively for closure of malignant ERF secondary to esophageal or lung cancer. It can be sized to the stula diameter to occlude the abnormal communication [68, 69]. Insertion of silicone Y stents was shown to improve symptoms, reduce infections, and improve the quality of life in patients with malignant ERF. Mean survival of these patients, however, remains poor and is in the range of 2 months [70]. A conservative palliative approach including only symptomatic control but no interventions (i.e., stent insertion) is not unreasonable especially since interventions in this frail population could be harmful. Without treatment, however, survival may be limited to only a few days [71]. On the other hand, in a prospective study of 112 patients with malignant ERF, airway stents were inserted in 65 (58%) patients, esophageal stents in 37 (33%) patients, and both airway and esophageal stents in 10 (9%) patients. Contrary to previous data, the authors found an overall mean survival was 236.6 days (airway stent 219.1 days, esophageal stent 262.8 days, and combined air- way-esophageal stent 252.9 days). Since a few patients are operable, currently airway and/or esophageal stent insertion is mainly used with a palliative intent to improve the quality of life (QOL) in patients with malignant ERF [72].

Expiratory Central Airway Collapse

Airway stent insertion has been used to improve cough, secretions, and QOL in patients with expiratory central airway collapse (ECAC) [16, 17]. There are, however, different morphologic types of ECAC, for some of which stent insertion is not physiologically justi able in regard to fow limitation and dyspnea. Excessive dynamic airway collapse (EDAC) is due to bulging of the posterior membrane within the airway lumen during exhalation that signi cantly narrows the lumen by 50% or more and the cartilage is intact in this process. Tracheobronchomalacia (TBM), on the other hand, refers to softening of the airway cartilaginous structures [73]. The decision to insert an airway stent in these processes is complicated by at least two factors: (1) the lack of standardized de nitions and cutoff values to de ne abnormal airway narrowing; and (2) the lack of clear understanding if these entities are truly responsible for airfow limitation. In fact, the limit between normal and abnormal narrowing of the central airways during exhalation has not been physiologically established and different investigators propose different cutoff values. In addition, there is no standardized way to measure the narrowing in terms of location or respiratory maneuver (Table 16.1) [73]. To illustrate this lack of consensus, a study found that almost 80% of normal individuals met the currently accepted 50% narrowing during forced exhalation criterion [74]. In an attempt to provide a common language for these patients with ECAC, a classi cation system was proposed based on objective quanti able criteria, which can be applied before and after stent insertion (Table 16.1) [73].

Studies show that in the short term (up to 10–14 days), airway stabilization with silicone stents in patients with expiratory central airway collapse (malacia and EDAC) improves symptoms, quality of life, and functional status [16, 17]. QOL and functional status scores improved in 70% of patients and dyspnea scores improved in 91% of patients after stent insertion [17]. Stent-related complications in this case series

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Table 16.1  Summary of classi cation systems for expiratory airway collapse

 

 

 

First author/year

Parameters

Comments

Rayl/1965

Extent: Proximal, mediastinal and

Collapse during cough on cine-­bronchography

 

intrapulmonary airways

 

Johnson/1973

Severity: Four degrees and focal type

TM: >50% collapse during coughing on fuoroscopy

Feist/1975

Etiology: Congenital and acquired

TM: >50% collapse during coughing on fuoroscopy

Jokinen/1977

Severity: Mild, moderate, severe

First classi cation1 based on bronchoscopic ndings

 

Extent: TM, TBM, BM

 

 

 

 

Mair/1992

Etiology: Congenital, extrinsic

Described for pediatric TBM

 

compression, acquired

Empirical severity score

 

Severity: Mild, moderate, severe

 

Masaoka/1996

Etiology and extent criteria

TBM: >80% collapse during expiration

 

Pediatric, adult and secondary

 

Murgu/2007

Functional class

Strati cation criteria (functional class, extent and

 

Extent

severity are objectively assessed)

 

Morphology

Morphology: includes EDAC and three forms of

 

Origin (Etiology)

TBM (there are three morphologic types of TBM:

 

Severity

crescent type, when the anterior wall is collapsing;

 

 

saber-sheath type, when the lateral walls are

 

 

collapsing and the circumferential or mixed type,

 

 

when the anterior and the lateral walls are collapsing,

 

 

as is seen with relapsing polychondritis)

 

 

Origin: idiopathic or secondary

TM tracheomalacia, TBM tracheobronchomalacia, BM bronchomalacia, EDAC excessive dynamic airway collapse

included obstruction from mucus plugging and migration, and almost 10% of patients (5/52 patients) had complications related to the bronchoscopic procedure itself. Although SEMS are able to relief symptoms among ECAC patients, complications do develop rapidly (almost 70% of the patients with granulation tissue after a 10–14 day stent trial) [75]. In our opinion, thendings of this study support the concept that SEMS should be avoided in this condition and the decision to perform tracheobronchoplasty (TBP), when indicated, should not be based on temporary SEMS insertion. In fact, several tracheal surgeons have abandoned the practice of stent trial prior to TBP [76].

Because expiratory central airway collapse continuously alters the shape of the central airways as well as the surface contact between a stent and the airway wall, stent-related complications may occur more frequently in dynamic forms of airway obstruction than in xed benign obstruction. Although not life-threatening, these stent-related adverse events require multiple repeat bronchoscopies [16]. In one series of patients with mostly TBM, adverse effects from silicone stent insertion were very common, with

a total of 26 stent-related adverse events noted in 10 of 12 patients (83%), a median of 29 days after intervention [16]. TBM due to relapsing polychondritis (RP) is one disease for which stent insertion is often necessary due to a diffuse lack of airway cartilaginous support. Both self-­ expandable metallic stents and silicone stents have been used in patients with malacia from RP [77, 78]. Sometimes, more than one stent may be required if symptoms persist after stent insertion, presumably because of distally migrated choke points [78]. Because airway stents are not the best solution for this disease, a more conservative approach such as continuous positive airway pressure (CPAP) may be safer. CPAP may indeed be considered a “pneumatic stent.” The excessive airway narrowing in ECAC and the resulting turbulent fow result in increased airway resistance. This requires greater trans-pulmonary pressures to maintain expiratory airfow, which will increase the work of breathing and result in dyspnea. Thus, noninvasive positive pressure ventilation such as CPAP decreases pulmonary resistance and can be used to maintain airway patency, facilitate secretion drainage, and improve expiratory fow. Small studies showed