corruption_in_ukraine_2007-2009_2011_engl
.pdfEach survey was conducted using individual interviews and identical methodology instruments. A total of 50 questions were asked, including public trust in various levels of government, serious problems facing Ukraine, the spread of corruption across levels of government and key sectors and institutions, actual first-hand experience with corruption, sources of information about corruption, the effectiveness of various government responses to corruption, and personal readiness to fight corruption.
General characteristics of the 2011 survey sample
Overall, the distribution of respondents according to key demographic characteristics corresponds to the population’s make-up in official statistics. Among those surveyed, 55% were female and 45% were male. Almost 32% of respondents were of retirement age (55 years and older for females and 60 years and older for males). Respondents from all educational categories were represented. The average size of a household size was 3 individuals. Charts 1.1 present the respondents’ distribution by major demographic characteristics.
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Chart 1.1 |
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Respondents’ distribution by demographic characteristics |
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RESPONDENTS’ GENDER |
AGE GROUP OF RESPONDENTS |
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Male; |
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18-29; |
30-44; |
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22% |
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28% |
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45% |
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Female |
60 |
45-59; |
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55% |
and more; |
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27% |
23% |
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EDUCATION LEVEL OF RESPONDENTS |
SIZE OF RESPONDENTS’ FAMILY |
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High School |
High Specialized; |
2 persons; |
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or Start-Up |
27% |
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Professional; |
28% |
3 persons; |
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14% |
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28% |
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High |
University |
1 person; |
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Undergraduate; |
12% |
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School; |
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5% |
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22% |
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Elementary |
University |
5 persons |
4 persons; |
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or Some |
Graduate; |
and more; |
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Secondary ; 8% |
22% |
13% |
20% |
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44.2% of all surveyed were gainfully employed, 2.5% of which said they were self-employed and 2.4% were working pensioners. In terms of the form of enterprise, 11.5% were employed by state enterprises, 32.8% were employed by other state institutions, 46.7% were employed by private businesses and 6.4% were employed by mixedenterprises.Theremaining55.7%ofrespondentsthatdonotworkincludepensioners(30.2%),unemployed (11.1%), housewives (8.9%), students (4.0%) and the disabled (1.5%).
1. INTRODUCTION
11
All MS World ENG.indd 11 |
09.08.2011 23:29:31 |
1. INTRODUCTION
12
Households fall into the following categories based on their total income (Table 1.2).
Table 1.2
Total household’s income
Groups by income |
% |
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Less than 500 UAH |
1,6% |
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500 |
– 800 UAH |
5,1% |
800 – 1,000 UAH |
9,4% |
|
1,000 |
– 1,500 UAH |
10,9% |
1,500 |
– 2,000 UAH |
17,2% |
2,000 |
– 2,500 UAH |
12,9% |
2,500 |
– 3,000 UAH |
12,4% |
3,000 |
– 4,000 UAH |
12,7% |
More than 4,000 UAH |
7,5% |
|
Don’t know |
10,2% |
Charts 1.2 present the distribution of respondents by regions and types of settlements in which they reside. The oblasts are distributed among the regions as follows:
Western Region – Volyn, Zakarpattia, Ivano-Frankivsk, Lviv, Rivne, Ternopil, Khmelnytsk and Chernivtsi oblasts.
Central Region – The city of Kyiv, Vinnytsia, Zhytomyr, Kyiv, Kirovohrad, Poltava, Sumy, Cherkasy and Chernihiv oblasts.
Southern Region – The Autonomous Republic of Crimea, Dnipropetrovsk, Zaporizhzhia, Mykolayiv, Odesa and Kherson oblasts.
Eastern Region – Donetsk, Luhansk and Kharkiv oblasts.
Chart 1.2
Respondents’ distribution by regions and settlement’s type
REGIONS |
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TYPE OF SETTLMENT |
Southern; |
Eastern; |
Rural; |
27% |
22% |
32% |
Central; |
Western; |
Urban; |
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30% |
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22% |
68% |
Qualitative survey
The2011qualitativesurveywasconductedin5cities–centersofregionsofUkraine:Kyiv,Lviv,Donetsk,Simferopil and Chernihiv. The selected methodology was focus-group discussions (FGD) with females /males over 18 years of age. Overall, 5 FGDs were conducted.
The purpose of this stage was to collect information on actual acts of corruption and the problems of citizens’ interaction with government authorities and other state institutions financed from budgets of different levels. FGDs on the whole enabled to clearly identify the mechanisms, causes and dynamics of corruption activities in Ukraine and understand the causes behind the citizens’ lack of readiness or unwillingness to defend their rights3
3 The findings of the qualitative survey are highlighted and the quotations in the text are given in italics with the vocabulary and syntax of the respondents preserved
All MS World ENG.indd 12 |
09.08.2011 23:29:31 |
2.ATTITUDES TOWARD THE GOVERNMENT
To put attitudes and experiences with corruption into context, respondents were asked a series of questions at the outset regarding their opinions of government work at various levels, their trust in the government and the government’s responsibilities in fighting corruption and the political will to overcome this negative phenomenon.
Trust in government
Trust in government is influenced by many factors: the perceived effectiveness of government work, economic growth, administrative efficiency, openness and transparency of officials’ activities, perceptions of corruption and actual experiences with corruption.
Between 2007 and 2008 there were no tangible changes in trust in the government, but 2009 saw a significant decline in the level of public trust in the government at all levels (see Chart 2.1). The 2011 survey showed a slight growth of trust in all levels of government and government bodies included in the list. The most trusted level of government, as in previous years, is the local/municipal level. It should be noted though that to a varying degree only about one-fifth of respondents expressed their trust in local authorities, which has been the case for many
years.
Chart 2.1
Trust in Government
Міська / |
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22,7% |
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23,6% |
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Сільська влада |
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19,4% |
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20,1% |
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Президентта |
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15,3% |
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його |
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14,6% |
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4,7% |
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Адміністрація |
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14,0% |
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Обласні |
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12,9% |
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12,7% |
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органивлади |
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9,3% |
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10,0% |
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Кабінет |
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16,4% |
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Міністрів |
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18,1% |
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6,7% |
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України |
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9,2% |
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Верховна Рада |
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10,8% |
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2007 |
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9,0% |
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2008 |
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України |
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4,2% |
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7,7% |
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2009 |
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10,0% |
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Судова |
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2011 |
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8,6% |
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система |
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5,3% |
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7,0% |
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Question: To what extent do you trust the following government bodies and branches?
The greatest increase is witnessed in attitudes towards the President and his Administration, which, for the first time in the survey put President in second place (+10 p.p. as compared to year 2009). It should be noted though that the incumbent President in 2011 is Viktor Yanukovych and accordingly it was the level of trust in him that was determined, whereas in the period when the previous three series of surveys (2007-2009) were conducted, the incumbent President was Viktor Yushchenko.
After the radical decline in trust in the Cabinet of Ministers and the Verkhovna Rada in 2009, as compared to 2007 and 2008, insignificant positive changes were observed in 2011. However, as earlier, the Verkhovna Rada and the Judicial System of Ukraine enjoy the least trust of citizens.
Regional differences in trust towards the President and the Cabinet of Ministers generally correspond to the structure of electoral preferences over the period of 2007-2011. Thus, the years of Victor Yushchenko’s presidency (2007 and 2009), though with a sharp decline in trust in 2009, were characterized by an expressed support of the populationofthewesternandcentraloblastsofUkraine.Thesituationin2011isexactlytheopposite.Yanukovych, as earlier, is mainly supported by the Eastern and Southern oblasts.
4 Percentage points (p.p.) indicate the difference between the percentages of one and the same index, measured over different periods of time
13
All MS World ENG.indd 13 |
09.08.2011 23:29:31 |
2.ATTITUDES TOWARD THE GOVERNMENT
14
As for the level of trust in the Cabinet of Ministers the same trends can be clearly observed: the by regional chart of trust in the white-blue coalition governments in 2007 and 2011 coincides with that of the trust in President
Yanukovych, while the 2009 survey was conducted during the second term of the Yulia Tymoshenko government
– the by region chart of trust in her government coincides with that of trust in the President Yushchenko and the orange team on the whole.
Another trend that has not changed for years is a greater show of trust in the local authorities in western oblasts andaminimumtrustintheeasternoblasts.Chart2.2reflectsmajorregionaldifferenceswithregardtotrustinthe government.
Chart 2.2
Trust in Government (by region)
City / Village Government
Cabinet of Ministers of Ukraine
President and His Administration
East |
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18,2% |
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13,8% |
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South |
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15,9% |
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20,6% |
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16,9% |
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Central |
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19,0% |
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22,3% |
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19,5% |
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18,0% |
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West |
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East |
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3,2% |
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14,0% |
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21,7% |
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South |
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4,7% |
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10,4% |
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Central |
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11,4% |
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9,0% |
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7,4% |
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West |
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7,8% |
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9,4% |
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5,3% |
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6,6% |
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East |
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1,9% |
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21,6% |
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South |
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12,2% |
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2,5% |
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16,5% |
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Central |
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17,6% |
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5,7% |
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10,5% |
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West |
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9,0% |
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7,9% |
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30,2%
28,1%
28,8%
25,4%
2007 2009
2011
24,8%
Question: To what extent do you trust the following government bodies and branches?
All MS World ENG.indd 14 |
09.08.2011 23:29:31 |
Responsibility for the fight against corruption
Despite the low level of trust in government institutions, the majority of Ukrainians continue to feel that the highest bodies of government should assume the greatest responsibility in the fight against corruption. As earlier, the majority believes that the fight against corruption is the responsibility of the President – the share of such respondents increases year by year (61.1% in 2007, 68.8% in 2009 and 77.6% in 2011).
In comparison to prior years, the share of those who feel that Verkhovna Rada should be responsible for fighting corruption has practically not changed (48.8% in 2009 and 45.5% in 2011). Less expectations fall upon the Azarov government to be responsible for anti-corruption activities (33.0%) as compared to the Tymoshenko government in 2009 (45.2%).
Therefore,todateandsincetheperiodwhenthebaselinesurveywasconducted,citizensbelievethattheCabinet of Ministers, the militsiya force and the Prosecutor General’s Office share approximately an equal degree of responsibility for fighting corruption (a third of the respondents is confident in this).
The hierarchical breakdown of the remainder of authorities responsible for fighting corruption has not changed over the years of monitoring. No more than 18% of respondents feel that average Ukrainian citizens should be responsible for the fight against corruption, while only 2% place their expectations on non-government organizations (NGOs).
Chart 2.3
Most Responsible for Fighting Corruption
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61,1% |
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President of Ukraine |
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68,8% |
77,6% |
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42,8% |
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Verkhovna Rada of Ukraine |
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48,8% |
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45,5% |
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Prime Minister and Cabinet of Ministers |
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38,2% |
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44,2% |
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33,0% |
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MilitiaandProsecutors’O ce |
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37,0% |
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31,7% |
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33,2% |
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We, Ordinary Citizens |
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15,8% |
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17,8% |
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18,0% |
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12,9% |
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Courts |
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15,4% |
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13,3% |
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2007 |
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LocalAuthorities |
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10,6% |
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2009 |
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7,3% |
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10,4% |
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2011 |
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Tax Administration and Customs Service |
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7,2% |
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4,7% |
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5,0% |
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Non-Government Organizations |
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2,8% |
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2,0% |
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1,9% |
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Question: In your opinion, who is primarily responsible for overcoming corruption in Ukraine?
2.ATTITUDES TOWARD THE GOVERNMENT
15
All MS World ENG.indd 15 |
09.08.2011 23:29:32 |
2.ATTITUDES TOWARD THE GOVERNMENT
16
Will of the government to fight corruption
Firstly, no more than 17% of the citizens believe that the government authorities are demonstrating the political will to fight corruption. After tangible disappointment demonstrated by the 2009 survey findings, Ukrainians are making another effort to show their trust in the new government’s willingness to fight corruption. It is the president, who showed the strongest desire to fight corruption. Indeed, it is the president, as was the case four years ago, should be the leader in the fight against corruption.
Second place, as earlier, goes to the local authorities, although their willingness to fight corruption is practically at the same level as it was two years ago (13.5%). The current premier is also demonstrating greater will to fight corruption than his predecessor (11.0% versus 7.8%), though this percentage can hardly be considered sufficient. Eventhoughtheleveloftrustinthewillingnessonthepartoftherestofgovernmentauthoritiestofightcorruption is slightly increasing, it still remains very low – from 6.9% to 8.0%.
Chart 2.4
Willingness to Overcome Corruption
President and His Administration |
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20,9% |
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7,3% |
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16,8% |
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City / Village Government |
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17,3% |
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12,8% |
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13,5% |
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Cabinet of Ministers of Ukraine |
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13,7% |
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7,8% |
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11,0% |
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Oblast Government |
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11,4% |
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7,4% |
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8,0% |
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2007 |
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Verkhovna Rada of Ukraine |
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11,1% |
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2009 |
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5,7% |
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2011 |
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Judicial System |
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7,9% |
11,2% |
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5,8% |
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6,9% |
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Question: Do you think [ANY BODY OR BRANCH OF GOVERNMENT] are willing to overcome corruption in Ukraine?
Based on the results of the qualitative survey, the government’s fight against corruption is perceived as nonsense and none other than a theatrical performance by a corrupt government for the electorate.
The participants of the FGDs spontaneously mentioned the President as the first person responsible for overcoming corruption. Then comes the Verkhovna Rada, law enforcement authorities, other government bodies and only in the process of discussions was an inference made that citizens are indirectly responsible for initiating and spreading corruption.
“The President, as the guarantor of constitutional rights of each citizen. If it is written that healthcare and education are free of charge in our country, then, please, guarantee it, do it. And if one thing is on the paper andanotheroneisinreallife...Heisnottheonlyonetoblame,thissituationhasbeenobservedfor20years. And no one has done a stroke of work”.
All MS World ENG.indd 16 |
09.08.2011 23:29:32 |
3. PERCEPTIONS OF KEY PROBLEMS
Beforeanalyzingthestateofcorruptionindetail,howdoesitrankamongmanyotherproblemsthatUkrainefaces today?
Chart 3.1
Severity of Problems
High Cost of Living |
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94,5% |
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96,0% |
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94,9% |
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High Cost / Low Quality of Health Care |
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91,5% |
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94,0% |
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93,5% |
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Unemployment |
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83,4% |
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94,6% |
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93,2% |
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Corruption in Government |
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90,4% |
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93,5% |
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92,2% |
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High Cost / Low Quality of Public Services |
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87,9% |
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86,1% |
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88,8% |
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Crime |
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92,8% |
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92,5% |
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87,9% |
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Uncontrol of the Actions of Authorities |
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84,4% |
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92,1% |
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86,4% |
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Drug Abuse / Drug Tra cking |
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89,1% |
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88,3% |
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86,0% |
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Unfairness in the System of Justice |
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79,2% |
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87,4% |
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83,7% |
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Excessive Bureaucracy |
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81,2% |
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84,8% |
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82,9% |
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LimitedAccesstoFreeHigherEducation |
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73,6% |
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76,3% |
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2007 |
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77,3% |
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2009 |
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Housing Shortage |
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77,9% |
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77,8% |
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2011 |
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76,8% |
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Question: How serious are the following problems in Ukraine today?
As seen from Chart 3.1, the severity and relevance of the problems remain unchanged from year to year. In 2011, as in previous years, no less than 77% of respondents evaluated all of the problems on the list as extremely significant for the country. The hierarchy of these problems also remains almost unchanged – as previously, the greatest anxiety among the surveyed relates to the high cost of living (94.9%) and the high cost and low quality of healthcare(93.5%).Theproblemofunemployment,whichbecameoneofthetopthreeproblemsduringthecrisis in 2009, remains on this list, 93.2% of the respondents perceiving it as a very serious problem.
The most evident change over the past year is related to the price/quality ratio and the quality of public utilities, which is today considered among the top four most pressing issues. This fact can be attributed to a steady and continual increase in the cost of public utilities over the last year. According to public opinion, the problems of crimeanduncontrolledactionsoftheauthoritieshavebecomelessacuteandareconsideredseriousby87.9%and 86.4% of citizens, respectively, as compared to 92.5% and 92.1% in 2009.
17
All MS World ENG.indd 17 |
09.08.2011 23:29:32 |
4. PERCEPTIONS OF CORRUPTION
Publicperceptionsofthespreadofcorruptioninsocietyareformedbypersonalexperience,aswellasbyinformationacquiredfromthemassmedia,familymembersandacquaintances.Inthisway,eveninformationwhichisnot corroborated by facts can significantly influence people’s opinions about the serious level of corruption and the government’s effectiveness in fighting it.
Sources of information on cases of corruption
CertaintrendscanbeobservedinthesourcesofinformationthatUkrainiansusetostayinformedaboutcorruption issues over the period between 2007 and 2011. As in prior years, the best source of information on corruption is the mass media, with electronic mass media clearly taking the lead – almost a third (30%) of respondents obtain information on corruption through television and radio, while almost a fourth of them receive similar information from print media. Informal discussions on bribery have become the second most significant source of information withone-fourthoftherespondents(25.4%)obtaininginformationaboutbribesfromfamilyorfriends.Contraryto electronicmedia,printmediaisgraduallydecreasingintermsofitsreadership.Indeed,theiraudiencerepresenting one-fourth (25.2%) of the population in 2007 fell to one-fifth (21.6%) in 2011.
Chart 4.1
Major Sources of Information about Corruption
TVandRadio |
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30,2% |
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30,8% |
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30,4% |
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PersonalExperienceandExperienceof |
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24,0% |
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FamilyMembers,Friends,andAcquaintances |
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25,8% |
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25,4% |
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Printed Media |
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25,2% |
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22,7% |
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21,6% |
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ReportsandStatements |
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7,5% |
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ofStateBodiesO cials |
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9,5% |
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7,7% |
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2007 |
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Internet |
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1,9% |
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2009 |
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2,9% |
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2011 |
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4,4% |
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Non-Government Organizations |
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2,6% |
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(Public or Professional) |
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2,5% |
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2,2% |
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Question: From what sources do you mostly receive information about cases of corruption?
The share of respondents obtaining information on corruption via the Internet is slowly growing, – from 1.9% in 2007 to 4.4% in 2011. In addition, people seem to have grown tired of hearing government statements about corruption.Afteranincreaseinthepoliticizationofcitizensfrom7.5%in2007to9.5%in2009,in2011thisindicator fell to previous level of 7.7%.
Taking into consideration that the mass media is the major source of information on corruption, it is critical that citizensbelieveintheobjectivityofthesesources.Theshareofrespondentswhobelievethatthemediaisobjective has grown from 32% in 2009 to 37.5%, while another 39.2% believe it is partially objective.
18
All MS World ENG.indd 18 |
09.08.2011 23:29:33 |
Findingsofthequalitativestudyfurthercorroboratethatmassmediaistheprimarysourceofinformationon corruption.However,themedia’seffectivenessinitscoverageofcorruptionandeffortsinfightingcorruption had less enthusiastic assessments due to the fact that both print and broadcasting media are not always perceived as a free and objective source of information (as noted above 39.2% of respondents expressed this view). It is interesting that the majority of participants of discussions tend to trust the Internet as it is perceived as an independent and ‘free’ source of information.
“Mediaarepaidmoneytoreportthatsomebodyis“evil”.Almostallthepressisbought.Theywriteonspecial order and all TV channels are also bought.”
“Nowadays, the Internet remains the only honest and transparent source of information.”
“But, it is not the job of the mass media [to fight corruption]. This is the reason that anti-corruption laws and respective government bodies exist.”
Leading causes of corruption
Public opinion on the leading causes of corruption has also remained fairly stable over the past years. Just as in 2007 and 2009, almost an equal number of respondents among Ukrainian citizens were quoted year after year as saying that corruption has been rampant for a number of reasons.
Chart 4.2
Leading Causes of Corruption
Desire of Politics and Public O cials to Use
Public O ce for Personal Gain
No Adequate Control of the Law Enforcement
over the O cials
Absents of the Political Will in the Highest Levels of Government
(President, Prime Minister) to Fight Corruption
Complicated and Imperfect Legislation
Citizen Habits to Solve Their Problems
Using Corruption Including Bribery
Low Level of Public Awareness about Procedures and Rules in Governmental Institutions
Poor Internal Controls in Government
Too Much Government Bureaucracy
Non-Transparent for Public
Governmental Decision Making
Low Salaries for Public O cials
17,4%
19,2%
18,1%
14,7%
15,7%
15,1%
10,5%
14,1%
12,0%
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10,9% |
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10,3% |
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10,4% |
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9,2% |
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9,3% |
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9,2% |
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7,2% |
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6,5% |
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7,5% |
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7,6% |
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7,4% |
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2007 |
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7,1% |
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6,5% |
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2009 |
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6,2% |
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2011 |
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6,8% |
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4,7%
4,3%
4,5%
3,0%
1,9%
2,1%
Question: What are the three main causes of corruption? Name them starting with the most important one?
The two most often referred to causes of corruption have sustained their positions – abuse of public office for personal gains (18.1%) and inadequate enforcement of the law by law enforcement bodies (15.1%).
Notwithstanding,thepublicisbecomingskepticalthatthelackofpoliticalofUkraine’sleadershipinthefightagainst corruption by is the main cause of corruption (12% vs. 14.1% in 2009 vs. 10% in 2007), which was also discussed in the previous section of this report. As earlier, 10% of respondents are convinced that Ukraine’s legislation is too confusing and flawed, allowing for corrupt officials to take advantage of its loopholes. According to 9% of
4. PERCEPTIONS OF CORRUPTION
19
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4. PERCEPTIONS OF CORRUPTION
20
respondents,thetraditionallycommonplacenatureofcorruptioninUkrainiansocietyisanotherimportantreason for the troubles the country faces today.
The qualitative interviews complemented findings on the major causes of corruption in Ukraine, among which are massive bureaucratic red-tape in formal procedures and processes, thus forcing people in their dailylifetooptfor“fast-track”mechanisms,suchasbribery,reluctancetomakehonesteffortstoaccomplish tasks and looking for easier ways to get an education and various services and the commonplace practice of extortion.
“I’dratherpay.Yes,I’dratherpayinthisparticularcasethanspendtwoorthreemonthsrunningaroundtown from one committee or public service to another.”
“Inmyview,thementalityofmanypeopleisthatitismucheasierandfastertogivesomecivilservantabribe, rather than trying to get things done on their own and legally. This is true both in the education sphere and in seeking gainful employment.”
“This fact of life is engrained in the people’s minds. It is genetically inherent and is difficult to eradicate. This does not have to do only with poverty or greed. This is the system throughout.”
“Ifapersongetsintothissystem,theymustlivebythelawsofthesystemandcannothelpbutacceptcashin the pocket for rendering a given service.
“To me, extortion is a deeply entrenched pattern. And whenever somebody tries to break this pattern, they are driven out of the system. It all goes through the people and if somebody goes against the grain, they are fired and somebody more suitable is hired”
Can corruption be justified?
A significant change over the last two years is that many people do not justify corruption as a way for them to resolve important matters. Compared to 36.9% in 2009, the percentage of such respondents increased to 41.2% (a statistically significant difference at the level p=0.001). In parallel, a group of people that can use bribes or personal ties for their own personal interests decreased from 8.1% in 2007 to 7.6% in 2009 and to 6.1% in 2011 (a statistically significant difference at the level p=0.001). Noteworthy is the fact that the number of respondents inclined to exploit corruption from time to time if it helps resolve personal problems quickly remains practically unchanged (42%).
Chart 4.3
Can Corruption be Justified?
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43,1% |
43,5% |
41,9% |
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41,2% |
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36,8% |
36,9% |
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2007 |
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2009 |
8,1% |
7,6% |
6,1% |
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2011 |
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Always Justified |
Sometimes Justified |
Never Justified |
Question: Do you believe that giving bribes, unofficial services or gratuities can be justified if it is necessary for resolving
a problem that is important for you?
Asinearliersurveys,thereisstillaclearcorrelationbetweenageandtheinclinationtojustifycorruption.Theolder a person is, the stronger their conviction that corruption can never be justified. Younger people tend to perceive corruption as a very useful tool. At the same time, it should be noted that the number of those against corruption increased in all age groups, in correspondence with the growing number of opponents in society as a whole. In other words, both older and younger people are increasingly less inclined to justify corruption.
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