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An Introduction to English Morphology

Edinburgh Textbooks on the English Language

General Editor

Heinz Giegerich, Professor of English Linguistics (University of Edinburgh)

Editorial Board

Laurie Bauer (University of Wellington)

Derek Britton (University of Edinburgh)

Olga Fischer (University of Amsterdam)

Norman Macleod (University of Edinburgh)

Donka Minkova (UCLA)

Katie Wales (University of Leeds)

Anthony Warner (University of York)

An Introduction to English Syntax

Jim Miller

An Introduction to English Phonology

April McMahon

An Introduction to English Morphology

Andrew Carstairs-McCarthy

An Introduction to English Morphology

Words and Their Structure

Andrew Carstairs-McCarthy

Edinburgh University Press

To Jeremy

© Andrew Carstairs-McCarthy, 2002

Edinburgh University Press Ltd

22 George Square, Edinburgh

Typeset in Janson

by Norman Tilley Graphics and printed and bound in Great Britain by MPG Books Ltd, Bodmin

A CIP Record for this book is available from the British Library

ISBN 0 7486 1327 7 (hardback)

ISBN 0 7486 1326 9 (paperback)

The right of Andrew Carstairs-McCarthy to be identified as author of this work

has been asserted in accordance with

the Copyright, Designs and Patents Act 1988.

Contents

Acknowledgements

viii

1 Introduction

1

Recommendations for reading

3

2 Words, sentences and dictionaries

4

2.1

Words as meaningful building-blocks of language

4

2.2

Words as types and words as tokens

5

2.3

Words with predictable meanings

6

2.4

Non-words with unpredictable meanings

9

2.5

Conclusion: words versus lexical items

12

Exercises

13

Recommendations for reading

14

3 A word and its parts: roots, affixes and their shapes

16

3.1

Taking words apart

16

3.2

Kinds of morpheme: bound versus free

18

3.3

Kinds of morpheme: root, affix, combining form

20

3.4

Morphemes and their allomorphs

21

3.5

Identifying morphemes independently of meaning

23

3.6

Conclusion: ways of classifying word-parts

26

Exercises

27

Recommendations for reading

27

4 A word and its forms: inflection

28

4.1Words and grammar: lexemes, word forms and

 

grammatical words

28

4.2

Regular and irregular inflection

31

4.3

Forms of nouns

34

4.4

Forms of pronouns and determiners

38

4.5

Forms of verbs

39

vi

AN INTRODUCTION TO ENGLISH MORPHOLOGY

 

4.6

Forms of adjectives

40

4.7

Conclusion and summary

42

 

Exercises

42

 

Recommendations for reading

43

5 A word and its relatives: derivation

44

5.1

Relationships between lexemes

44

5.2

Word classes and conversion

45

5.3

Adverbs derived from adjectives

48

5.4

Nouns derived from nouns

49

5.5

Nouns derived from members of other word classes

50

5.6

Adjectives derived from adjectives

52

5.7

Adjectives derived from members of other word classes

53

5.8

Verbs derived from verbs

54

5.9

Verbs derived from member of other word classes

55

5.10

Conclusion: generality and idiosyncrasy

56

Exercises

57

Recommendations for reading

58

6 Compound words, blends and phrasal words

59

6.1

Compounds versus phrases

59

6.2

Compound verbs

60

6.3

Compound adjectives

61

6.4

Compound nouns

61

6.5

Headed and headless compounds

64

6.6

Blends and acronyms

65

6.7

Compounds containing bound combining forms

66

6.8

Phrasal words

67

6.9

Conclusion

68

Exercises

68

Recommendations for reading

69

7 A word and its structure

71

7.1

Meaning and structure

71

7.2

Affixes as heads

71

7.3

More elaborate word forms: multiple affixation

72

7.4More elaborate word forms: compounds within

 

compounds

76

7.5

Apparent mismatches between meaning and structure

79

7.6

Conclusion: structure as guide but not straitjacket

82

Exercises

83

Recommendations for reading

84

 

 

CONTENTS

vii

8

Productivity

85

 

8.1

Introduction: kinds of productivity

85

 

8.2

Productivity in shape: formal generality and regularity

85

 

8.3

Productivity in meaning: semantic regularity

88

 

8.4

Semantic blocking

91

 

8.5

Productivity in compounding

93

 

8.6

Measuring productivity: the significance of neologisms

95

 

8.7

Conclusion: ‘productivity’ in syntax

97

 

Exercises

98

 

Recommendations for reading

99

9

The historical sources of English word formation

100

 

9.1

Introduction

100

 

9.2

Germanic, Romance and Greek vocabulary

100

 

9.3

The rarity of borrowed inflectional morphology

102

 

9.4

The reduction in inflectional morphology

104

9.5Characteristics of Germanic and non-Germanic

 

derivation

106

9.6

Fashions in morphology

108

9.7

Conclusion: history and structure

110

Exercises

111

Recommendations for reading

113

10 Conclusion: words in English and in languages generally

114

10.1

A puzzle: disentangling lexemes, word forms and

 

 

lexical items

114

10.2

Lexemes and lexical items: possible reasons for their

 

 

overlap in English

115

10.3

Lexemes and lexical items: the situation outside

 

 

English

116

10.4

Lexemes and word forms: the situation outside

 

 

English

118

Recommendations for reading

119

Discussion of the exercises

120

Glossary

 

141

References

 

148

Index

 

150

Acknowledgements

I would like to thank Heinz Giegerich for inviting me to write this book, and him and Laurie Bauer for useful comments on a draft version. I must admit that, when I set out to write what is intended as an introductory text on an extremely well-described language, I did not expect to learn anything new myself; but I have enjoyed discovering and rediscovering both new and old questions that arise from the study of morphology and its interaction with syntax and the lexicon, even if I cannot claim to have provided any conclusive new answers.

The Library of the University of Canterbury has, as always, been efficient in supplying research material. I would also like to thank my partner Jeremy Carstairs-McCarthy for constant support and help.

viii

1 Introduction

The term ‘word’ is part of everyone’s vocabulary. We all think we understand what words are. What’s more, we are right to think this, at some level. In this book I will not suggest that our ordinary notion of the word needs to be replaced with something radically different. Rather, I want to show how our ordinary notion can be made more precise. This will involve teasing apart the bundle of ingredients that go to make up the notion, showing how these ingredients interact, and introducing ways of talking about each one separately. After reading this book, you will still go on using the term ‘word’ in talking about language, both in everyday conversation and in more formal contexts, such as literary criticism or English language study; but I hope that, in these more formal contexts, you will talk about words more confidently, knowing exactly which ingredients of the notion you have in mind at any one time, and able where necessary to use appropriate terminology in order to make your meaning absolutely clear.

This is a textbook for students of the English language or of English literature, not primarily for students of linguistics. Nevertheless, what I say will be consistent with mainstream linguistic views on wordstructure, so any readers who go on to more advanced linguistics will not encounter too many inconsistencies.

A good way of teasing apart the ingredients in the notion ‘word’ is by explicitly contrasting them. Here are the contrasts that we will be looking at, and the chapters where they will be discussed:

words as units of meaning versus units of sentence structure (Chapters 2, 6, 7)

words as pronounceable entities (‘word forms’) versus more abstract entities (sets of word forms) (Chapters 3, 4, 5)

inflectionally related word forms (forms of the same ‘word’) versus derivationally related words (different ‘words’ with a shared base) (Chapters 4, 5)

1

2AN INTRODUCTION TO ENGLISH MORPHOLOGY

the distinction between compound words and phrases (Chapters 6, 7)

the relationship between the internal structure of a word and its meaning (Chapter 7)

productive versus unproductive word-forming processes (Chapter 8)

historical reasons for some of the contemporary divisions within English morphology, especially Germanic versus Romance wordformation processes (Chapter 9).

These various contrasts impact on one another in various ways. For example, if one takes the view that the distinction between compound words and phrases is unimportant, or is even perhaps a bogus distinction fundamentally, this will have a considerable effect on how one views the word as a unit of sentence-structure. Linguistic scholars who specialise in the study of words (so-called ‘morphologists’) devote considerable effort to working out the implications of different ways of formulating these distinctions, as they strive to discover the best way (that is, the most illuminating way, or the way that seems to accord most accurately with people’s implicit knowledge of their native languages). We will not be exploring the technical ramifications of these efforts in this book. Nevertheless, I will need to ensure that the way I draw the distinctions here yields a coherent overall picture, and some cross-referencing between chapters will be necessary for that.

Each of Chapters 2 to 9 inclusive is provided with exercises. This is designed to make the book suitable for a course extending over about ten weeks. Relatively full discussions of the exercises are also provided at the end of the book. For those exercises that are open-ended (that is, ones for which there is no obvious ‘right’ answer), these discussions serve to illustrate and extend points made in the chapter.

As befits a book aimed at students of English rather than linguistics students, references to the technical literature are kept to a minimum. However, the ‘Recommendations for reading’ at the end of each chapter contain some hints for any readers who would like to delve into this literature, as well as pointing towards more detailed treatments of English morphology in particular.

Finally, I would like to encourage comments and criticisms. My choice of what to emphasise and what to leave out will inevitably not please everyone, nor will some of the details of what I say. I hope, however, that even those who find things to disagree with in this book will also find it useful for its intended introductory purpose, whether as students, teachers or general readers.

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