An_Introduction_to_English_Morphology
.pdfAn Introduction to English Morphology
Edinburgh Textbooks on the English Language
General Editor
Heinz Giegerich, Professor of English Linguistics (University of Edinburgh)
Editorial Board
Laurie Bauer (University of Wellington)
Derek Britton (University of Edinburgh)
Olga Fischer (University of Amsterdam)
Norman Macleod (University of Edinburgh)
Donka Minkova (UCLA)
Katie Wales (University of Leeds)
Anthony Warner (University of York)
An Introduction to English Syntax
Jim Miller
An Introduction to English Phonology
April McMahon
An Introduction to English Morphology
Andrew Carstairs-McCarthy
An Introduction to English Morphology
Words and Their Structure
Andrew Carstairs-McCarthy
Edinburgh University Press
To Jeremy
© Andrew Carstairs-McCarthy, 2002
Edinburgh University Press Ltd
22 George Square, Edinburgh
Typeset in Janson
by Norman Tilley Graphics and printed and bound in Great Britain by MPG Books Ltd, Bodmin
A CIP Record for this book is available from the British Library
ISBN 0 7486 1327 7 (hardback)
ISBN 0 7486 1326 9 (paperback)
The right of Andrew Carstairs-McCarthy to be identified as author of this work
has been asserted in accordance with
the Copyright, Designs and Patents Act 1988.
Contents
Acknowledgements |
viii |
|
1 Introduction |
1 |
|
Recommendations for reading |
3 |
|
2 Words, sentences and dictionaries |
4 |
|
2.1 |
Words as meaningful building-blocks of language |
4 |
2.2 |
Words as types and words as tokens |
5 |
2.3 |
Words with predictable meanings |
6 |
2.4 |
Non-words with unpredictable meanings |
9 |
2.5 |
Conclusion: words versus lexical items |
12 |
Exercises |
13 |
|
Recommendations for reading |
14 |
|
3 A word and its parts: roots, affixes and their shapes |
16 |
|
3.1 |
Taking words apart |
16 |
3.2 |
Kinds of morpheme: bound versus free |
18 |
3.3 |
Kinds of morpheme: root, affix, combining form |
20 |
3.4 |
Morphemes and their allomorphs |
21 |
3.5 |
Identifying morphemes independently of meaning |
23 |
3.6 |
Conclusion: ways of classifying word-parts |
26 |
Exercises |
27 |
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Recommendations for reading |
27 |
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4 A word and its forms: inflection |
28 |
4.1Words and grammar: lexemes, word forms and
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grammatical words |
28 |
4.2 |
Regular and irregular inflection |
31 |
4.3 |
Forms of nouns |
34 |
4.4 |
Forms of pronouns and determiners |
38 |
4.5 |
Forms of verbs |
39 |
vi |
AN INTRODUCTION TO ENGLISH MORPHOLOGY |
|
4.6 |
Forms of adjectives |
40 |
4.7 |
Conclusion and summary |
42 |
|
Exercises |
42 |
|
Recommendations for reading |
43 |
5 A word and its relatives: derivation |
44 |
|
5.1 |
Relationships between lexemes |
44 |
5.2 |
Word classes and conversion |
45 |
5.3 |
Adverbs derived from adjectives |
48 |
5.4 |
Nouns derived from nouns |
49 |
5.5 |
Nouns derived from members of other word classes |
50 |
5.6 |
Adjectives derived from adjectives |
52 |
5.7 |
Adjectives derived from members of other word classes |
53 |
5.8 |
Verbs derived from verbs |
54 |
5.9 |
Verbs derived from member of other word classes |
55 |
5.10 |
Conclusion: generality and idiosyncrasy |
56 |
Exercises |
57 |
|
Recommendations for reading |
58 |
|
6 Compound words, blends and phrasal words |
59 |
|
6.1 |
Compounds versus phrases |
59 |
6.2 |
Compound verbs |
60 |
6.3 |
Compound adjectives |
61 |
6.4 |
Compound nouns |
61 |
6.5 |
Headed and headless compounds |
64 |
6.6 |
Blends and acronyms |
65 |
6.7 |
Compounds containing bound combining forms |
66 |
6.8 |
Phrasal words |
67 |
6.9 |
Conclusion |
68 |
Exercises |
68 |
|
Recommendations for reading |
69 |
|
7 A word and its structure |
71 |
|
7.1 |
Meaning and structure |
71 |
7.2 |
Affixes as heads |
71 |
7.3 |
More elaborate word forms: multiple affixation |
72 |
7.4More elaborate word forms: compounds within
|
compounds |
76 |
7.5 |
Apparent mismatches between meaning and structure |
79 |
7.6 |
Conclusion: structure as guide but not straitjacket |
82 |
Exercises |
83 |
|
Recommendations for reading |
84 |
|
|
CONTENTS |
vii |
8 |
Productivity |
85 |
|
|
8.1 |
Introduction: kinds of productivity |
85 |
|
8.2 |
Productivity in shape: formal generality and regularity |
85 |
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8.3 |
Productivity in meaning: semantic regularity |
88 |
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8.4 |
Semantic blocking |
91 |
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8.5 |
Productivity in compounding |
93 |
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8.6 |
Measuring productivity: the significance of neologisms |
95 |
|
8.7 |
Conclusion: ‘productivity’ in syntax |
97 |
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Exercises |
98 |
|
|
Recommendations for reading |
99 |
|
9 |
The historical sources of English word formation |
100 |
|
|
9.1 |
Introduction |
100 |
|
9.2 |
Germanic, Romance and Greek vocabulary |
100 |
|
9.3 |
The rarity of borrowed inflectional morphology |
102 |
|
9.4 |
The reduction in inflectional morphology |
104 |
9.5Characteristics of Germanic and non-Germanic
|
derivation |
106 |
9.6 |
Fashions in morphology |
108 |
9.7 |
Conclusion: history and structure |
110 |
Exercises |
111 |
|
Recommendations for reading |
113 |
|
10 Conclusion: words in English and in languages generally |
114 |
|
10.1 |
A puzzle: disentangling lexemes, word forms and |
|
|
lexical items |
114 |
10.2 |
Lexemes and lexical items: possible reasons for their |
|
|
overlap in English |
115 |
10.3 |
Lexemes and lexical items: the situation outside |
|
|
English |
116 |
10.4 |
Lexemes and word forms: the situation outside |
|
|
English |
118 |
Recommendations for reading |
119 |
|
Discussion of the exercises |
120 |
|
Glossary |
|
141 |
References |
|
148 |
Index |
|
150 |
Acknowledgements
I would like to thank Heinz Giegerich for inviting me to write this book, and him and Laurie Bauer for useful comments on a draft version. I must admit that, when I set out to write what is intended as an introductory text on an extremely well-described language, I did not expect to learn anything new myself; but I have enjoyed discovering and rediscovering both new and old questions that arise from the study of morphology and its interaction with syntax and the lexicon, even if I cannot claim to have provided any conclusive new answers.
The Library of the University of Canterbury has, as always, been efficient in supplying research material. I would also like to thank my partner Jeremy Carstairs-McCarthy for constant support and help.
viii
1 Introduction
The term ‘word’ is part of everyone’s vocabulary. We all think we understand what words are. What’s more, we are right to think this, at some level. In this book I will not suggest that our ordinary notion of the word needs to be replaced with something radically different. Rather, I want to show how our ordinary notion can be made more precise. This will involve teasing apart the bundle of ingredients that go to make up the notion, showing how these ingredients interact, and introducing ways of talking about each one separately. After reading this book, you will still go on using the term ‘word’ in talking about language, both in everyday conversation and in more formal contexts, such as literary criticism or English language study; but I hope that, in these more formal contexts, you will talk about words more confidently, knowing exactly which ingredients of the notion you have in mind at any one time, and able where necessary to use appropriate terminology in order to make your meaning absolutely clear.
This is a textbook for students of the English language or of English literature, not primarily for students of linguistics. Nevertheless, what I say will be consistent with mainstream linguistic views on wordstructure, so any readers who go on to more advanced linguistics will not encounter too many inconsistencies.
A good way of teasing apart the ingredients in the notion ‘word’ is by explicitly contrasting them. Here are the contrasts that we will be looking at, and the chapters where they will be discussed:
•words as units of meaning versus units of sentence structure (Chapters 2, 6, 7)
•words as pronounceable entities (‘word forms’) versus more abstract entities (sets of word forms) (Chapters 3, 4, 5)
•inflectionally related word forms (forms of the same ‘word’) versus derivationally related words (different ‘words’ with a shared base) (Chapters 4, 5)
1
2AN INTRODUCTION TO ENGLISH MORPHOLOGY
•the distinction between compound words and phrases (Chapters 6, 7)
•the relationship between the internal structure of a word and its meaning (Chapter 7)
•productive versus unproductive word-forming processes (Chapter 8)
•historical reasons for some of the contemporary divisions within English morphology, especially Germanic versus Romance wordformation processes (Chapter 9).
These various contrasts impact on one another in various ways. For example, if one takes the view that the distinction between compound words and phrases is unimportant, or is even perhaps a bogus distinction fundamentally, this will have a considerable effect on how one views the word as a unit of sentence-structure. Linguistic scholars who specialise in the study of words (so-called ‘morphologists’) devote considerable effort to working out the implications of different ways of formulating these distinctions, as they strive to discover the best way (that is, the most illuminating way, or the way that seems to accord most accurately with people’s implicit knowledge of their native languages). We will not be exploring the technical ramifications of these efforts in this book. Nevertheless, I will need to ensure that the way I draw the distinctions here yields a coherent overall picture, and some cross-referencing between chapters will be necessary for that.
Each of Chapters 2 to 9 inclusive is provided with exercises. This is designed to make the book suitable for a course extending over about ten weeks. Relatively full discussions of the exercises are also provided at the end of the book. For those exercises that are open-ended (that is, ones for which there is no obvious ‘right’ answer), these discussions serve to illustrate and extend points made in the chapter.
As befits a book aimed at students of English rather than linguistics students, references to the technical literature are kept to a minimum. However, the ‘Recommendations for reading’ at the end of each chapter contain some hints for any readers who would like to delve into this literature, as well as pointing towards more detailed treatments of English morphology in particular.
Finally, I would like to encourage comments and criticisms. My choice of what to emphasise and what to leave out will inevitably not please everyone, nor will some of the details of what I say. I hope, however, that even those who find things to disagree with in this book will also find it useful for its intended introductory purpose, whether as students, teachers or general readers.