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13.3 Flow Control Valves

215

13.3Flow Control Valves

When a change in a measured variable with respect to a reference has been sensed, it is necessary to apply a control signal to an actuator to make corrections to an input controlled variable, via a valve bringing the measured variable back to its preset value. In most cases, any change in the variables (e.g., temperature, pressure, mixing ingredients, and level) can be corrected by controlling flow rates. In general, the actuators used to control valves for flow rate control, and can be electrically, pneumatically, or hydraulically controlled. Actuators can be self-operating in local feedback loops, in such applications as temperature sensing with direct hydraulic or pneumatic valve control, pressure regulators, and float level controllers. The two most common types of variable aperture devices used for flow control are the globe valve and the butterfly valve.

13.3.1Globe Valve

The globe valve’s cross section is shown in Figure 13.7(a). The actuator controlling the valve can be driven electrically (using a solenoid or motor), pneumatically, or hydraulically. The actuator determines the speed of travel and the distance that the valve shaft travels. The globe valve can be designed for quick opening operation, for equal percentage operation, or with a linear relationship between flow and lift, or any combination of these. In equal percentage operation, the flow is proportional to the percentage the valve is open, or there is a logarithmic relationship between the flow and valve travel. The shape of the plug determines the flow characteristics of the actuator, and is normally described in terms of percentage of flow versus percentage of lift or travel. Various valve configurations for quick opening operation, for equal percentage operation, or with a linear relationship between flow and lift, are shown in Figure 13.8.

The valve plug shown in Figure 13.7(a) gives a linear relationship between flow and lift. The valve characteristic is given in Figure 13.7(b). Shown in the graph are the characteristics for a quick opening plug and an equal percentage plug, illustrating some of the characteristics that can be obtained from the large number of plugs that are available. The selection of the type of control plug should be carefully

To coil or

 

 

pneumatic

 

Quick open

diaphragm

 

 

 

 

max

Linear

 

 

Plug

Flow%

 

 

 

Flow

 

Equal %

 

 

Travel % max

(a)

 

(b)

Figure 13.7 (a) Cross section of a globe valve with a linear flow control plug, and (b) different flow patterns for various plugs versus plug travel.

216

 

 

 

 

 

 

 

Regulators, Valves, and Motors

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Quick opening plugs

Linear plugs

Equal percentage plugs

Figure 13.8 Examples of types of quick opening, linear, and equal percentage plugs.

chosen for any particular application. The type will depend on a careful analysis of the process characteristics. If the load changes are linear, then a linear plug should be used; conversely, if the load changes are nonlinear, then a plug with the appropriate nonlinear characteristics should be used.

The globe valve can be straight through with single seating, as illustrated in Figure 13.7(a), or can be configured with double seating, which is used to reduce the actuator operating force, but is expensive, difficult to adjust and maintain, and does not have a tight seal when shut off. Angle valves also are available, in which the output port is at right angles or 45° to the input port.

Many other configurations are available in the globe valve family. Figure 13.9(a) shows a two-way valve (diverging type) that is used to switch the incoming flow from one exit to another. When the valve stem is up, the lower port is closed and the incoming liquid exits to the right; and when the valve stem is down, the upper port is closed and the liquid exits from the bottom. A converging type is also available,

To coil or

To coil or

pneumatic

pneumatic

diaphragm

diaphragm

Plug

Plug

 

Flow

Flow

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(a)

(b)

Figure 13.9 Cross sections of globe valve configurations: (a) two-way valve, and (b) three-way valve.

13.3 Flow Control Valves

217

which is used to switch either of two incoming flows to a single output. Figure 13.9(b) illustrates a three-way valve. In the neutral position, both exit ports are held closed by the spring; when the valve stem moves down, the top port is opened; and when the valve stem moves up from the neutral position, the lower port is opened.

Other types of globe valves are the needle valve, which have a diameter from 1/8 to 1 in; the balanced cage-guided valve; and the split body valve. In the cage-guided valve, the plug is grooved to balance the pressure in the valve body, and the valve has good sealing when shut off. The split body valve is designed for ease of maintenance, and can be more cost-effective than the standard globe valve, but pipe stresses can be transmitted to the valve and cause it to leak. Globe valves are not well-suited for use with slurries [1].

13.3.2Butterfly Valve

The butterfly valve consists of a cylindrical body with a disk the same size as the internal diameter of the valve body, mounted on a shaft that rotates perpendicular to the axis of the body. The action is similar to a louver damper. The disk pivots to the vertical position to shut off any flow, and to the horizontal position when fully open. The valve is shown in Figure 13.10(a), and its flow versus travel characteristics are shown in Figure 13.10(b). The relation between flow and lift is

 

Coil or

 

pneumatic

 

drive

Flow

Valve

 

Butterfly valve

pivot

Butterfly valve

 

 

 

(a)

 

 

100

 

 

 

 

75

 

 

 

 

%Travel

 

 

 

 

50

 

 

 

 

0

 

 

 

 

0

25

50

75

100

% flow

(b)

Figure 13.10 (a) Cross section of a butterfly valve, and (b) its flow versus travel characteristics.

218

Regulators, Valves, and Motors

approximately equal up to approximately 50% open, after which it is linear. Butterfly valves offer high capacity at low cost, are simple in design, are easy to install, and have tight closure. The torsion force on the shaft increases until the valve is open 70°, and then reverses. Butterfly valves have a limited pressure range, and are not used for slurries. The pressure produces a strong thrust on the valve bearings.

13.3.3Other Valve Types

A number of other types of valves are in common use, including the weir-type diaphragm, the ball valve, and the rotary plug valve. The cross sections of these valves are shown in Figure 13.11.

A weir-type diaphragm valve is shown in Figure 13.11(a). The valve is shown open, and can be closed by forcing a flexible membrane down onto a lower flexible membrane, using a pincer action. A flexible membrane also can be forced down onto a weir. Diaphragm valves are good low-cost choices for slurries and liquids with suspended solids, but tend to require high maintenance and have poor flow characteristics.

A one-piece ball valve is shown in Figure 13.11(b). The valve is a partial sphere that rotates, and the valve tends to be slow to open. The ball valve is available in other configurations with various shaped spheres for different flow characteristics. The valve is good for slurries and liquids with solid matter because of its self-clean- ing operation. Ball valves have tight turnoff characteristics, are simple in design, and have greater capacity than similar-sized globe valves.

Compressor

Flexible membrane

Flow

Flow

 

 

 

(a)

(c)

Valve shapes

Ball valve

Flow

(b)

Figure 13.11 (a) Diaphragm valve, (b) one-piece ball valve, and (c) rotary plug valve.

13.3 Flow Control Valves

219

An eccentric rotary plug valve is shown in Figure 13.11(c). The valve is medium cost, requires less closing force than many other types of valves, and can be used for forward or reverse flow. The valve has tight shutoff characteristics with a positive metal-to-metal seating action without a rubbing action in the seal ring, and has a high capacity. The good shutoff characteristics, low wear, and few moving parts make it a good valve for use with corrosive liquids.

13.3.4Valve Characteristics

Other factors that determine the choice of valve type are corrosion resistance, operating temperature ranges, high and low pressures, velocities, pipe size, and fluids containing solids. Correct valve installation is essential, and vendor recommendations must be carefully followed. In situations where sludge or solid particulates can be trapped upstream of a valve, a means of purging the pipe must be available. To minimize disturbances and obtain good flow characteristics, a clear run from one to five pipe diameters upstream and downstream should be allowed.

Valve sizing is based on pressure loss. Valves are given a CV capacity number that is based on test results, and indicates the number of gallons per minute of water at 60°F (15.5°C), which, when flowing through the fully opened valve, will have a pressure drop of 1 psi (6.9 kPa). That is, a valve with a capacity of 25 CV means that the valve will have a pressure drop of 1 psi when 25 gal/min of water are flowing. For liquids, the relation between pressure drop Pd (psi), flow rate Q (gal/min), and capacity CV is given by:

CV = Q

 

 

(SG Pd )

(13.1)

where SG is the specific gravity of the liquid.

Example 13.1

What is the capacity of a valve, if there is a pressure drop of 3.5 psi when 2.3 gal/s of a liquid with an SG of 60 lb/ft3 are flowing?

CV

= 2.3 × 60

60

= 138

× 052.

= 72.3

62.4

× 35.

 

 

 

 

 

Table 13.1 gives a comparison of some of the valve characteristics. The values shown are typical of the devices available and may be exceeded by some manufacturers with new designs and materials.

13.3.5Valve Fail Safe

An important consideration in many systems is the position of the actuators when there is a loss of power (i.e., if chemicals or the fuel to the heaters continue to flow, or if total system shutdown occurs). Figure 13.12 shows an example of a pneumatically or hydraulically operated globe valve design that can be configured to open or close during a system failure. The modes of failure are determined by simply changing the spring position and the pressure port.

220

 

 

 

Regulators, Valves, and Motors

Table 13.1 Valve Characteristics

 

 

 

 

 

Parameter

Globe

Diaphragm

Ball

Butterfly

Rotary Plug

Size

1 to 36 in

1 to 20 in

1 to 24 in

2 to 36 in

1 to 12 in

Slurries

No

Yes

Yes

No

Yes

Temperature Range

200° to

40° to

200° to

50° to

200° to

 

+540°C

+150°C

+400°C

+250°C

+400°C

Quick-opening

Yes

Yes

No

No

No

Linear

Yes

No

Yes

No

Yes

Equal percentage

Yes

No

Yes

Yes

Yes

Control range

20:1 to 100:1

3:1 to 15:1

50:1 to 350:1

15:1 to 50:1

30:1 to 100:1

Capacity (CV )

10 to 12 × d2

14 to 22 × d2

14 to 24 × d2

12 to 35 × d2

12 to 14 × d2

(d = diameter)

 

 

 

 

 

 

Piston

Spring

Piston

Air

Vent

pressure

 

Spring

 

Vent

Air

 

pressure

Flow

Flow

 

(a)

(b)

Figure 13.12 Fail-safe pneumatic or hydraulic operated valves. If there is a loss of operating pressure, the valve (a) opens, and (b) closes.

In Figure 13.12(a), applying pressure to the pressure port to oppose the spring action will close the globe valve. If the system fails (i.e., if there is a loss of pneumatic pressure), then the spring acting on the piston will force the valve to its open position. In Figure 13.12(b), the spring is removed from below the piston to a position above the piston, and the inlet and exhaust ports are reversed. In this case, applied pressure working against the spring action will open the valve. If the system fails and there is a loss of control pressure, the spring action will force the piston down and close the valve. Similar fail-safe electrically and hydraulically operated valves are available. Two-way and three-way fail-safe valves also are available, which can be configured to be in a specific position when the operating system fails.

13.3.6Actuators

Actuators are used to control various types of valves. Shown in Figure 13.13 are two types of pneumatic diaphragm actuators. Figure 13.13(a) shows a reverse action for lifting a valve against the pressure of the liquid on the valve, and Figure 13.13(b) shows direct action for moving a valve downwards against the pressure on the valve. Depending upon the valve, the pressure can occur on closing or opening. The

13.4 Power Control

221

 

 

Spring

Pressure

Diaphragm

 

 

 

 

 

 

 

Vent

 

 

 

 

 

Diaphragm

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Spring

Vent

Pressure

To valve stem

To valve stem

 

 

 

 

 

 

(a)

 

(b)

Figure 13.13 (a) Reverse acting actuator, and (b) direct action actuator.

actuator must be able to operate the valve against the pressure acting on the valve plus the spring, and must be able to tightly close the valve.

Example 13.2

A valve is used to turn off the water at the base of a 122m tall water column. (a) If the valve is 45 cm in diameter, what is the force required by the actuator to turn off the water, assuming the water pressure is acting on the face of the valve? (b) If the pneumatic actuator pressure line has a maximum pressure of 100 psi and 12% of the actuator pressure is required to overcome the spring and tightly close the valve, what is the diameter of the diaphragm in the actuator?

(a)Required actuator force = 9.8 × 122 × 452 × 3.14/4 × 104 kN = 190 kN

(b)190 kN × 1.12 = 100 × 249.1 × 3.14 × d2/4 × 103

d2 = 212.8 × 4/78.2m2 = 10.88m2

d = 3.3m

This is an excessively large diaphragm, but is used to illustrate a point on required actuator forces.

13.4Power Control

Electrical power for actuator operation can be controlled from low-level analog and digital signals, using electronic power devices, relays, or magnetic contactors. Relays and magnetic contactors have a lower On resistance than electronic devices have, but they require higher drive power. Relays and contactors provide voltage isolation between the control signals and output circuits, but are slow to switch,

222

Regulators, Valves, and Motors

have lower current handling capability than electronic power devices, and have a limited switching life. Relays typically are used to switch low-power signal lines, whereas contactors are used to switch higher powers, such as power to motors. In electronic devices, the problem of electrical isolation between drive circuits and output power circuits can be easily overcome by design or with the use of optoisolators. Electronic power devices have excellent longevity and many advantages due to their high switching speeds in variable power control circuits.

13.4.1Electronic Devices

A number of electronic devices, such as silicon controlled rectifiers (SCR), TRIAC, and MOS devices, can be used to control several hundred kilowatts of power from low-level electrical signals. Electronic power control devices fall into two categories. First, a triggered devices such as the SCR and TRIAC, which are triggered by a pulse on the gate into the conduction state. Once triggered, these devices can be turned off only by reducing the anode/cathode current to below their sustaining current (i.e., when the supply voltage/current drops close to zero). These devices can block high reverse voltages. They are used extensively in ac circuits, where the supply regularly transcends through zero, automatically turning the device Off. The second group of devices include: Darlington Bipolar Junction Transistors (BJT), Power MOSFET, Insulated Gate Bipolar Transistors (IGBT), and MOS-Controlled Thyristors (MCT). These devices are turned On and Off by an input control signal, but do not have the capability of high reverse voltage blocking. This group of devices is more commonly used with dc power supplies, or is biased to prevent a reverse voltage across the device.

The SCR is a current-operated device, and only can be triggered to conduct in one direction. When used with an ac supply, it blocks the negative half cycle, and only will conduct on the positive half-cycle when triggered. Once triggered, the SCR remains On for the remaining portion of the half-cycle. Figure 13.14(a) shows the circuit of an SCR with a load [2]. Figure 13.14(b) shows the effects of triggering on the load voltage (VL). By varying the triggering in relation to the positive half-cycle, the power in the load can be controlled from 0% to 50% of the total available power. Power can be controlled from 50% to 100% by putting a diode in parallel with the SCR to conduct current on the negative half-cycles. Light-activated SCRs also are available.

 

Load

VL

 

 

 

 

VAC

 

R1

 

Anode

VAC

Gate

Vc

Vc

VT

 

 

Cathode

 

C

R2 VT

 

 

 

VL

 

(a)

 

(b)

Figure 13.14 (a) SCR circuit with load, and (b) its waveforms.

13.4 Power Control

223

One method of triggering the SCR is shown in Figure 13.15(a), with the corresponding circuit waveforms shown in Figure 13.15(b). During the positive half-cycle, the capacitor C is charged via R1 and R2 until the triggering point of the SCR is reached. The diode can be connected on either side of the load. The advantage of connecting the diode to the SCR side of the load is to turn Off the voltage to the gate when the SCR is fired, reducing dissipation. The diode is used to block the negative half-cycle from putting a high negative voltage on the gate and damaging the SCR. The zener diode is used to clamp the positive half-cycle at a fixed voltage (VZ), so that the capacitor (VC) has a fixed aiming voltage, giving a linear relation between triggering time and potentiometer setting. VZ and VC in Figure 13.15(b) show this.

Example 13.3

In Figure 13.13, an SCR with a 5V gate trigger level is used with a 12V zener diode, and the capacitor is 0.15 F. What value of R2 will give full control of the power to the load down to zero?

Time duration of half-sine wave at 60 Hz = 1/60 × 2 = 8.3 ms

Charging time can be found from capacitor charging equation VC = V0 (1 et/RC) 5 = 12(1 et/RC)

From which

t = 0.54RC = 8.3 ms

R = 8.3 × 106/0.54 × 0.15 × 103 = 102.5 k

Control from 0% to 100% can be obtained with a single SCR in a bridge circuit, as shown in Figure 13.16(a). The waveforms are shown in Figure 13.16(b). The bridge circuit changes the negative half-cycles into positive half-cycles, so that

VL

 

 

Load

VAC

 

 

 

VAC

R1

 

VC

R2

Trigger

VZ

 

level

 

 

VZ

 

 

VC

R3

C

VL

(a)

(b)

Figure 13.15 (a) Typical SCR triggering circuit with trigger point control, and (b) corresponding triggering waveforms.

224

 

Regulators, Valves, and Motors

VL

 

 

 

Load

VAC

 

 

R1

Trigger

VZ

VC

VZ

level

 

 

 

VAC

 

 

 

R2 VC

SCR

C R3

VL

(a)

(b)

Figure 13.16 Bridge circuit for SCR control (a) using full wave rectification, and (b) corresponding waveforms.

the SCR only sees positive half-cycles. The SCR is triggered during every half-cycle, and is turned Off every half-cycle when the supply voltage goes to zero. As shown, the system is controlled by a low-level signal coupled by an optoisolator. The potentiometer R and capacitor C set the triggering point, and since the SCR only sees positive voltages, the diode is not required. For cost savings, the zener diode is omitted. As in the previous figure, resistor R can be connected to either side of the load.

The DIAC is a semiconductor device developed for trigger control, primarily for use with TRIACs. Figure 13.17(a) shows the symbol for the device, and Figure 13.17(b) shows the device’s characteristics. The DIAC is a two-terminal symmetrical switching device. As the voltage increases across the device, little current flows until the breakdown voltage VL is reached, at which point the device breaks down and conducts as shown. The breakdown occurs with both positive and negative voltages. The breakdown voltage of the DIAC is used to set the trigger voltage for the TRIAC. When the device breaks down, the TRIAC triggers.

TRIACs can be considered as two reversed SCRs connected in parallel. They can be triggered on both the positive and negative half-cycles of the ac waveform. A circuit for triggering a TRIAC is shown in Figure 13.18(a), with the associated waveforms shown in Figure 13.18(b). The TRIAC can be used to control power to the

V

 

 

I

 

I

−VL

IH

V

 

or

 

 

−IH

VL

 

 

(a)

(b)

Figure 13.17 DIAC used in SCR and TRIAC triggering circuits: (a) symbol, and (b) characteristic.