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Ellinger Y., Defranceschi M. (eds.) Strategies and applications in quantum chemistry (Kluwer, 200

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236

R. CARBÓ AND E. BESALÚ

5. Quantum chemical application examples

Several Quantum Chemical application examples of NSS’s follow. Some of them had been chosen because they are related to the actual research in this field in our

Laboratory.

We do not pretend to give here an exhaustive account of all the possible applications of NSS’s into Quantum Chemistry. Some areas, which for sure can be studied from the nested summation point of view, like the Coupled Cluster Theory [14], are not included here.

In fact, our interest in the present formulation, the use of NSS’s and LKD’s, has been aroused when studying the integrals over Cartesian Exponential Type Orbitals [la,b] and Generalized Perturbation Theory [ld,e]. The use of both symbols in this case has been extensively studied in the above references, so we will not repeat here the already published arguments. Instead we will show the interest of using nested sums in a wide set of Quantum Chemical areas, which in some way or another had been included in our research interests [lc] .

5.1 SLATER DETERMINANTS

As it is shown in section 4.2, using NSS terminology, the general expression for any determinant can be obtained. In this manner, this formulation can be transferred into the Slater determinants [9], constructed by n spinorbitals associated to n electrons. Adopting the following structure and notation for unnormalized Slater determinants:

where the logical vector L, defined in equation (4), is needed in order to obtain all the variations without repetition of the values of the vector j indices. Here, a term constructed by means of spinorbital products is present:

A similar definition of the symbol (12) can be taken into account, just using the products of

The Slater determinant expression of equations (11) and (12) will be taken as implicit in this paper from now on.

An operator, depending of an arbitrary number of electron coordinates, has an easily expressible set of matrix elements, using two Slater determinants D(j) and D(k).

The term D(j) can be taken as a Slater determinant, formed by n functions chosen from a set of in available spinorbitals, and ordered following the actual internal

values of the j index vectors. That is:

APPLICATIONS OF NESTED SUMMATION SYMBOLS TO QUANTUM CHEMISTRY

237

where the usual abbreviated form for a Slater determinant has been used as in equation (11). Both determinants D(j) and D(k) can be considered built up in the same manner. The number of different spinorbitals appearing in both determinants, can produce a zero result for the matrix element, as it is well known for one and two electron operators, see reference [9]. Generalization to integrals over any number of electrons can be performed as follows.

Suppose a r-electron operator

to be written as

with the r-dimensional

vector r representing the coordinates of

the canonically

ordered

electron set:

The matrix element between two Slater determinants can be written as:

where the symbol j[p] means that a permutation p has been performed over the parameter vector j subindices. Here must be noted that the expression (14) above can be written with a unique summation symbol, using the property outlined in equation (2). Then, the integral over the spinorbital products, appearing as the rightmost term of equation (14) can be now simplified. Because in the spinorbital products appearing in equation (11), the canonical ordering of the electrons is preserved by convention in equation (12), as discussed before, one can write the integral using only the first r spinorbitals of the successive products,

which will be the ones connected with

the r-electron operator:

The logical Kronecker delta, which appears when integration is performed over the coordinates of the remaining n-r electrons, can be easily substituted by the equivalent logical expression:

where the Minkowski norm of the difference, between the permuted vectors j[p] and k[q], must be equal to the sum of the absolute values of the differences between the first r-th components of both vectors.

The right hand part of the last equality (16), may be substituted in equation

(15) and the resulting formula transferred into the expression (14). The final result indicates fairly well one can have at least r differences between the spinorbitals involved in constructing both determinants in order that the integral becomes not automatically

238

R. CARBÓ AND E. BESALÚ

zero. This result encompass the well described zero-, oneand two-electron operator cases [9], generalizing in this way the rules governing the calculation of operator matrix elements between two Slater determinants. One can say that the general rule in order to prevent automatic integral nullity is: "r-electron operators allow a maximal amount of r spinorbital differences". This rule is connected to the Brillouin theorem [15].

The same expression can be used with the appropriate restrictions to obtain matrix elements over Slater determinants made from non-orthogonal one-electron functions. The logical Kronecker delta expression, appearing in equation (15) as defined in (16)] must be substituted by a product of overlap integrals between the involved spinorbitals.

5.2 CI WAVEFUNCTIONS

Using the approach already described for combination generation, one can formulate in a short but completely general form the CI wavefunctions [16].

This kind of wavefunctions, in the complete CI framework, as Knowles and

Handy [16e] have proved feasible, for a system of m spin-orbitals and n electrons can be written within the NSS formalism:

where the logical vector L is defined according to the combinations generation and the terms D(j) are Slater determinants constructed as the one defined in equation (13). The

C(j) factors are the variational coefficients attached to each Slater determinant.

Also, an alternative formulation of equation (17) can be conceived if one wants to distinguish between ground state, monoexcitations, biexcitations, ... and so on.

Such a possibility is symbolized in the following CI wavefunction expression for n

electrons, constructed as to include Slater determinants up to the p-th

excited

order.

One can i n i t i a l l y start from n occupied spinorbitals

and in

unoccupied

ones

Then, the CI wavefunction is written in this case as the linear combination:

where the index e, appearing in the first classical sum, signals the excitation order. That is, for e=0 one has the ground state, for e=l the monoexcitations are obtained and so on.

In equation (18) the

terms are n-electron Slater determinants formed

by the spin-orbitals numbered by

means of the direct sum:

of the vector index

parameters attached to the involved nested sums and to the occupied-unoccupied orbitals respectively. That is:

APPLICATIONS OF NESTED SUMMATION SYMBOLS TO QUANTUM CHEMISTRY

239

This two general CI function expressions, along with the results obtained in the section 5.1 above, permit to compute the expected value form of any quantum mechanical operator in a most complete general way.

5.3 DENSITY FUNCTIONS

Density functions can be obtained up to any order from the manipulation of the Slater determinant functions alone as defined in section 5.1 or from any of the linear combinations defined in section 5.2. Density functions of any order can be constructed by means of Löwdin or McWeeny descriptions [17], being the diagonal elements of the so called m-th order density matrix, as was named by Löwdin the whole set of possible density functions. For a system of n electrons the n-th order density function is constructed from the square modulus of any n-electron wavefunction attached to the n- electron system somehow.

5.3.1.Density functions over Slater determinants

Using a unnormalized n-electron Slater determinant D(j) as system wavefunction, constructed as discussed in section 5.1, then one can write the n-th order density function

A recurrent procedure can be defined in order to obtain the remaining lesser order density functions. The (n-l)-th order density function is obtained from the n-th order one, integrating over the coordinates of the n-th electron (or the first) the right hand side of equation (20). The result is:

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R. CARBÓ AND E. BESALÚ

where the primed index vectors mean that the n-th element has been erased from the initial unprimed vector.

Thus, there is the possible relationship between both n-th and (n-l)-th order density functions:

It is straightforward to deduce, in general, how to obtain the (n-m)-th term of the sequence:

The zero-th order term being, finally, the norm of the Slater determinant, which by means of equation (23) becomes n!, a well known result.

Generalization of this one determinant function to linear combinations of Slater determinants, defined for example as these discussed in the previous section 5.2, is also straightforward. The interesting final result concerning m-th order density functions, constructed using Slater determinants as basis sets, appears when obtaining the general structure, which can be attached to these functions, once spinorbitals are described by means of the LCAO approach.

5.3.2.LCAO expression of density functions

Taking into account equation (23), and supposing the Slater determinants normalized, one can write, calling the initial constant factor v(n,m)=1/(n-m)!:

and using the LCAO approach for the spinorbitals, written as:

where each spinorbital has been expressed as a linear combination of atomic spinorbitals from a given M-dimensional basis set Then, a product of spinorbitals like (12) can be structured by means of the linear combination (25) as:

APPLICATIONS OF NESTED SUMMATION SYMBOLS TO QUANTUM CHEMISTRY

241

where C(a,j[p]) and X(a) are products of the coefficients and the basis functions respectively, appearing in the linear combinations (25) for every spinorbital. Now using (26) in the spinorbital product appearing in the rightmost side of (24), one obtains using a simplified NSS notation:

Finally the density function of (n-m)-th order can be expressed in terms of the atomic spinorbitals as:

being the (n-m)-th order charge and bond order hypermatrices,

defined as:

using the hypermatrix elements:

The equation (28) has the same structure as the well known LCAO form of the first order density function [9]. Thus, it can be concluded that density functions of any order exhibit the same formal structure. In this manner, it can be seen that NSS’s lead to an interesting mnemotechnical rule.

5.4 PERTURBATION THEORY

In order to define the notation which we will use from now on, let us consider the application of the perturbation theory to a system which has a perturbed hamiltonian

H composed by an unperturbed one,

plus a perturbation operator

From here, the goal consists to find the eigenvalues and the eigenvectors of the perturbed system, which we denote as the sets respectively. That is, the target is focused into solving the eigenvalue problem:

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R. CARBÓ AND E. BESALÚ

The eigenvalues and eigenvectors of the unperturbed hamiltonian are assumed to be known:

and the ket stands for the unperturbed eigenfunction of the i-th state and is the corresponding energy. Also it is assumed that this system has an energy spectrum with a simple structure.

The perturbed energies for the i-th state can be expressed as:

and the corresponding wavefunction is:

where the index n signals the correction order in expressions (34) and (35).

On the other hand, the n-th order energy correction can be written using the

form:

provided that the orthogonality condition holds between the unperturbed state wavefunction and the corrections of any order:

where

stands for a LKD.

5.4.1.Brillouin-Wigner perturbation theory

In the Brillouin-Wigner perturbation formalism, the following identity is used

[18]:

Combining equations (36) and (38) it can be easily found that the n-th order wavefunction correction is given by [18]:

APPLICATIONS OF NESTED SUMMATION SYMBOLS TO QUANTUM CHEMISTRY

243

being the vector

defined in equation (33) and where the terms

constitute the representation of the perturbation operator V within the characteristic basis

set of the unperturbed hamiltonian

In equation (39) the primed summation symbols

are attached to sums performed over all index values except the i-th.

The n-th order correction for the energy takes the form [18]:

being

defined in equations (33) and (36) respectively.

Equations (39) and (40) can be rewritten using the NSS formalism. The corrections for the wavefunction take now the simple form:

and the corrections over the energies are expressed by equation (36).

In equation (41) the vectors 1 and L are n-dimensional and L components are

LKD’s of the type The operator Ri(j) is written as:

where

is a projector-like operator defined in turn as:

Thus, one can see NSS as a useful device which permits to write in a compact manner equations (39) and (40). Also it allows to easily obtain these formulae by means of the NSS straightforward implementation, the GNDL algorithm.

5.4.2.General Rayleigh-Schrödinger perturbation theory

As it can be seen in equation (41), the NSS notation permits to write some equations in an elegant and compact manner. This is due to the fact that NSS opens a new

door in order to obtain algebraic expressions. In this sense we propose that the use of NSS

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R. CARBÓ AND E. BESALÚ

as an ideal framework to construct a really general perturbation theory scheme. Next discussion will try to prove this.

Let us write a perturbed hamiltonian by a set of k independent perturbation operators using the following expression involving a NSS:

where the vectors s and L of the NSS are omitted, assuming that s=1 and all the possible forms of vector p have to be generated. In equation (44) the first parameter vector value

gives the unperturbed hamiltonian H(0), thus the convention

must hold, and any

other vector index p structure generates a set of perturbation

operators

The

final parameter vector K contains the maximal order of the perturbation, which can be

different for every operator. The symbol

is

an element of the scalar set of

perturbation parameters. Both H(p) and

can be

considered products of perturbation

operators and the attached parameters.

 

 

That is:

 

 

and

The adequate technique here is to substitute the usual Rayleigh-Schrödinge r scalar perturbation order by a vector perturbation order n.

The perturbed energies and wavefunctions for the i-th system state can be expressed in a similar way as in scalar perturbation theory:

and

being the expressions (47) and (48) the generalization of equations (34) and (35) respectively.

Substituting equations (44), (47) and (48) into the perturbed Schrödinge r secular equation produces the n-th order equation:

which when n=0 yields the unperturbed Schrödinger equation.

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245

Thus, the n-th order energy correction for the i-th system’s state can be

written as:

provided that the orthogonality condition:

holds between the unperturbed state wavefunction and their perturbation corrections up to any order.

The wavefunction corrections can be obtained similarly through a resolvent operator technique which will be discussed below. The n-th wavefunction correction for the i-th state of the perturbed system can be written in the same manner as it is customary when developing some scalar perturbation theory scheme: by means of a linear combination of the unperturbed state wavefunctions, excluding the i-th unperturbed state. That is:

Using expression (52) into equation (49), after some straightforward manipulation, one can obtain the equivalent rule in order to construct the n-th order wavefunction correction:

where a set of Resolvent Operators

for the i-th state are easily defined as follows:

with the weighted projector sum Zi (0) defined in turn as:

being

the set of projectors over the unperturbed states:

 

In this context equations (50) and (53) can be considered forming a

completely general perturbation theory for nondegenerate systems, although a recent development permits to extend the formalism to degenerate states [1e].

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