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Waveguide Filters

for Satellites

Vicente E. Boria and Benito Gimeno

Since the late 1960s, when first Intelsat satellite series were launched, the number and applications of satellite communication systems have grown exponentially. In the last four decades, the use of

satellite systems has been extended from traditional fixed telecommunication systems to cope with mobile, navigation and remote-sensing applications [1]. Microwave components, and in particular filters, are key elements present in the payloads of the aforementioned satellites [2], [3]. A very deep review of many different filter topologies and corresponding electrical characteristics can be found in [4]. However, as described in [2], the specific implementation of filters for satellite communication systems are mainly dependent on the space mission as well as on the required filtering function within the corresponding payload.

Satellite filters can also cover a wide range of frequencies (from a few hundreds of megahertz up to 40 GHz), depending upon the specific service

provided by each payload. For instance, navigation and mobile satellite systems are typically operated in the L (1–2 GHz) and S (2–4 GHz) bands, whereas remote sensing applications are mostly offered in C (4–8 GHz) band. In the commercial communication area, due to the increasing demand of high-quality services, the operating frequency band has evolved towards the K u (12–18 GHz) band [2], whereas higher spectral bands (20–30 GHz) are also being considered [3].

To fix the scope of this article, we will consider the

© ARTVILLE

communications payload of a satellite system, where microwave filters are typically inserted [2]. A generic block diagram of such a payload can be seen in Figure 1, where the division of the frequency band into a number of channels is detailed. This channelization is required because of practical constraints due to nonlinearities and noise effects in high power amplifiers, which allow the required level for the transmitted signals to be obtained. The division into channels and the consequent recombination is

Vicente E. Boria (vboria@dcom.upv.es) is with the Universidad Politécnica de Valencia, Spain,

Benito Gimeno is with the Universidad de Valencia, Spain.

Digital Object Identifier 10.1109/MMM.2007.903649

60 1527-3342/07/$25.00©2007 IEEE October 2007

performed, respectively, through input and output

where the inclusion of periodic obstacles for improving

multiplexers, which are essentially composed of nar-

the filtering performance is also considered. The more

row bandpass microwave filters (with relative band-

compact dual-mode filter solutions are then intro-

widths between 0.2% and 2%). Furthermore, to select

duced, and a classical implementation based on square

the complete frequency band of interest, as well as to

waveguide resonators with tuning elements is first

avoid interferences between different units, input

described. Second, a dual-mode filter realized in circu-

and output filters of moderate bandwidths (up to

lar waveguide and using only elliptical irises is pre-

10%) are also included in the payload schemes.

 

sented. Finally, reduced weight and volume evanescent

Microwave filters for space systems have been his-

mode ridge-waveguide filters are studied.

 

torically implemented in waveguide technology, main-

Analysis and Design of Waveguide Filters

 

ly due to low losses and high power handling capabil-

 

ity issues [5]. However, since waveguide structures are

For the accurate and efficient electromagnetic analysis

typically bulky, significant advances in reducing the

of waveguide filters, a strategy consisting of dividing

mass and volume related to such technology have

the complete structure into simpler key building blocks

been provided in the past. For instance, the replace-

has been traditionally followed [9]. Most conventional

ment of traditional weighty materials like aluminum

filters are implemented in a direct-coupled cavity con-

by lighter ones, such as Kevlar (composed of light

figuration [10] and can be seen as a simple cascade con-

weight plastic fibers), has been performed [2].

nection of waveguides with different cross sections. In

Additionally, the use of graphite waveguides or car-

such cases, the basic components to be characterized

bon fiber technology has also been successfully con-

are simple planar waveguide junctions. On the other

sidered [6]. When using these lighter materials, a

hand, when more complex and generalized filtering

deposit of high conductivity silver onto them is typi-

functions (i.e., with transmission zeros) are being

cally required to achieve the good conductor proper-

implemented, canonical waveguide filters involving

ties required in the waveguide walls.

 

couplings between nonadjacent cavities are required

In the last four decades, the area of microwave fil-

[11]. For these configurations, the multiport rectangular

ters for space applications has experienced significant

waveguide junction is an additional basic block to be

improvements in theoretical, technological, and perfor-

considered.

 

 

 

 

 

 

 

 

 

 

 

 

mance subjects. For instance, during the 1970s and

 

To perform the electromagnetic analysis of planar

1980s, many efforts were devoted to produce new filter

waveguide junctions, several approaches can be

topologies with reduced mass and volume, improved

found in the technical literature. For instance, when

use of the frequency spectrum, and enhanced behavior

such junctions involve waveguides with a standard

in terms of high power handling. A very detailed

cross section (i.e., rectangular, circular and even ellip-

description of this filter evolution in such pioneering

tical shapes) or the waveguide mode functions are

times is documented in [2]. During the last 20 years

known analytically or numerically, classical modal

(1990s and 2000s), advanced industrial applications

methods formulated in terms of generalized scatter-

have been demanding increasingly tighter require-

ing matrices (GSMs), generalized admittance matrices

ments in terms of electrical specifications as well as

(GAMs), or generalized impedance matrices (GIMs)

drastic reductions of manufacturing costs and develop-

have been successfully proposed [12]–[14]. On the

ment times. These challenges have required the exten-

other hand, for dealing with more complicated or gen-

sive generation and use of flexible computer-aided

eral shapes, less efficient space segmentation tech-

design (CAD) tools based on accurate and efficient

niques, such as finite element (FE) [15] or finite-differ-

electromagnetic simulators, as discussed in [7] and [8].

ence time-domain (FD-TD) [16] methods, have been

The next section of this article focuses on the evolution

reported. A third option is to suitably combine effi-

of such filtering analysis and design areas and also

cient modal techniques with flexible segmentation

introduces the CAD tool used to generate the numeri-

schemes, which has given place to several advanced

cal results included in this work.

 

“hybrid” methods, such as the

mode-matching FE

The rest of the article is aimed at presenting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

several examples of all-metal waveguide filters

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

typically employed in satellite communication

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Amplifier

 

 

 

 

 

 

 

systems. For each filter example, we first review

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

fu

 

Receiver

 

IMUX

 

 

 

 

OMUX

 

 

fd

its more classical configuration and basic opera-

 

 

 

 

 

 

 

 

tion principles, and then we describe some recent

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

advancements in the area. We start with the clas-

 

 

Input Filter

 

 

 

 

 

 

 

 

Output Filter

 

 

 

 

 

 

 

 

 

 

sical inductively coupled rectangular waveguide

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Multiplexers

 

 

filter, where mechanical effects and tuning

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Channel Filters

 

 

 

 

 

 

screws are discussed. Next, we present the well-

 

known E-plane waveguide filter technology,

Figure 1. Block diagram of the communications payload of a satellite.

October 2007

61

(MM/FE) method [17], the boundary contour modematching (BCMM) method [18], and the hybrid technique combining MM, FE, method of moments, and finite differences (MM/FE/MoM/FD) [19].
An alternative hybrid technique for the fast and rigorous computation of the modal chart of arbitrarily shaped waveguides is the boundary integral—resonant mode expansion (BI-RME) method, which was originally proposed in [20] and [21], and has been recently revisited to cope with more complex waveguide profiles [22]. This BI-RME method has been effectively combined with the modal technique described in [14], thus allowing the characterization of any planar junction between arbitrarily shaped waveguides as well as the electromagnetic analysis of several waveguide filters for space applications [22], [23]. The BI-RME formulation has also been extended to deal with threedimensional (3-D) waveguide components [24], including the accurate modeling of rectangular waveguides with radially symmetrical metal insets [25]. Such structures are of great practical interest for the space sector, since they can model real tuning screws in waveguide filters, and are the basic building blocks of longitudinal dual-mode, evanescent-mode, and combline filters.
With regard to the rigorous electromagnetic characterization of multiport rectangular waveguide junctions, several efficient modal methods, formulated either in terms of GSMs [26], [27] or GAMs [28], have been proposed over the last years. This basic component has been employed for the full-wave analysis and design of canonical waveguide filters [29], which are interesting for satellite applications due to their sharp selectivity and flat in-band response, light weight, and compact size. More recently, multiport rectangular waveguide junctions loaded with partial-height conducting posts have also been accurately modeled using the mode-matching technique [30] and the 3-D extension of the BI-RME method [31]. Making use of this complex module, advanced canonical configurations of combline filters have been rigorously solved in [30]. Such compact geometries can be of practical interest for reducing the size of waveguide filters used in L - and S- band satellite applications.
Figure 2. Inductively coupled rectangular waveguide filter with tuning screws.
l1

Output Waveguide

Fourth Section

Third Section

Second Section

Resonant Cavity

Coupling Window

Input Waveguide

w1

Another strategic area in the practical development of microwave filters for satellite communication systems is related to the design process, where a wide variety of techniques and methodologies can be followed (see a detailed review in [32]). Since extremely fast and precise electromagnetic analysis methods are already available, recent efforts are being devoted to their integration within modern CAD tools, which are typically driven by optimization algorithms. A wide survey of technical contributions on this research area

can be found in [7] and [8]. Even though optimization methods are extremely useful, their direct application to the filter design problem may not result in good solutions. They should be wisely combined with synthesis techniques, such as those based on network theory and coupling matrices [33]–[35], which provide good initial points that help to find the optimal solution with reduced computational efforts. This combined strategy has been recently applied to the fast and automated design of waveguide filters and diplexers for direct use in space systems [36]–[38].

Finally, we will briefly describe the basic features of the software package FEST 3D (Full-Wave Electromagnetic Simulation Tool), which has been used for the analysis and design of the waveguide filters described in the next sections. This CAD tool, supported through several research funding programs of ESTEC, ESA (European Space Research and Technology Centre, European Space Agency), is based on the advanced modal methods described in [21]. Among such analysis methods, the previously cited two-dimensional (2-D) and 3-D BI-RME techniques are included, thus allowing the software to cope with a wide range of complex waveguide devices. FEST 3D is also provided with synthesis and design capabilities of waveguide filters and diplexers, which are based on the theoretical approach reported in [37]. Furthermore, since the software tool is focused on space applications, some additional modules for dealing with high power effects are available. For instance, FEST 3D can predict the multipactor breakdown level of waveguide based components using the method described in [39] and can also perform the analysis of passive intermodulation (PIM) in waveguide connections [40].

Inductively Coupled Rectangular Waveguide Filters

The first example under consideration is a simple implementation of a direct-coupled cavity filter in rectangular waveguide technology, which is composed of waveguide cavities coupled through thick inductive irises (see Figure 2). This waveguide topology implements the classic half-wave prototype, where the

62

October 2007

GHz
(b)
Figure 3. Scattering parameters of the inductively coupled waveguide filter tuned to (a) 11 GHz and tuned to (b) 13 GHz.

coupling windows act as the required impedance

on a standard personal computer (Pentium IV plat-

inverters, and the waveguide cavities loaded with their

form at 3 GHz with 1-GB of RAM). This reduced com-

input and output irises are equivalent to the half-wave-

putational effort has allowed the employment of opti-

length transmission lines [33]. In this filter implementa-

mization algorithms, which typically require the

tion, only one mode resonates in each single cavity, and

repeated use of the simulation tool.

 

 

 

therefore the degree of the reflection coefficient (S11

 

 

A prototype of this tuneable inductive waveguide fil-

parameter) is equal to the number of cavities. It is also

ter has also been manufactured. As is shown in Figure 4,

interesting to note that these filters can be employed for

the filter is composed of two pieces: an inductive base

both narrow-band and wide-band applications [32].

 

structure with the thick irises and cavities and a top

To manufacture these waveguide filters, several fab-

including the tuning screws. Once the two pieces are

rication techniques involving different degrees of accu-

assembled, the designed filter is recovered. Starting from

racy and economic costs can be employed. Satellite

the values provided by the CAD tool for the depths of

applications demand very high-precision components,

the screws, they have been slightly adjusted to obtain the

where dimension tolerances are usually required to be

desired responses in the laboratory. Experimental mea-

below 10 μm. For such purposes, spark eroding or elec-

surements have confirmed the wide tuning range

tro-forming seems more appropriate, but they are usu-

(between 11 and 13 GHz) of the four-pole 300 MHz

ally expensive techniques. On the other hand, low-cost

bandpass response.

 

 

 

 

 

manufacturing methods, such as computer-controlled

 

Recently, the advancements in the area of electromag-

milling or die-casting, typically introduce rounded cor-

netic analysis tools can be used to avoid including post-

ners either in the H- or in the E-plane of the filters [9],

assembly tuning screws when low-cost manufacturing

which can perturb the electrical response

 

 

 

 

 

 

 

 

 

 

 

even beyond the specifications.

 

 

 

 

 

 

 

 

 

 

 

 

A first attempt

to overcome

the cited

 

 

0

 

 

 

 

 

 

 

 

drawback of low-cost manufacturing tech-

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

niques consists on the use of tuning screws,

 

 

 

 

 

 

 

 

 

 

 

as it is shown in Figure 2. If second-order

 

−10

 

 

 

 

 

 

 

 

effects are neglected, it can be assumed that

 

 

 

|S21|

 

 

 

 

 

 

 

the screws located in the coupling windows

 

−20

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

mainly provide the specified bandwidth of

 

 

 

|S11|

 

 

 

 

dB

 

 

 

 

 

 

 

 

the electrical response, whereas the screws

 

 

 

 

 

 

 

 

 

 

 

−30

 

 

 

 

 

 

 

 

placed in the cavities are adjusted to tune

 

 

 

 

 

New CAD Tool

 

 

 

 

 

 

 

the bandpass response at the right center

 

 

 

 

 

 

 

FEM

 

 

frequency. Proceeding in this way, a four-

 

−40

 

 

 

 

 

 

 

 

pole inductively coupled rectangular wave-

 

 

 

 

 

 

 

 

 

 

 

guide filter with a bandpass response of 300

 

−50

 

 

 

 

 

 

 

 

MHz, tuneable in the range between 11 and

 

 

10.5

10.6 10.7

10.8

10.9

11

11.1 11.2

11.3

11.4

11.5

13 GHz with real screws, has been success-

 

 

 

 

 

 

GHz

 

 

 

 

fully designed.

 

 

 

 

 

 

 

 

(a)

 

 

 

 

Following the

automated

procedure

 

 

0

 

 

 

 

 

 

 

 

described in [38], our CAD tool has provid-

 

 

 

 

New CAD Tool

 

 

 

ed the geometrical dimensions of the chosen

 

 

 

 

 

 

 

 

 

 

 

 

 

FEM

 

 

 

 

design parameters. In principle, the widths

 

−10

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

of the coupling windows and the lengths of

 

 

 

|S21|

 

 

 

 

 

 

 

the cavities of the filter (see Figure 2) have

 

 

 

 

 

 

 

 

 

 

 

−20

 

 

 

 

 

 

 

 

been optimized for providing a basic induc-

 

 

 

 

 

 

 

 

 

dB

 

 

 

 

 

 

 

 

 

 

tive-iris geometry whose bandpass response

 

 

 

 

 

 

 

 

 

 

 

−30

 

 

 

 

 

 

 

 

can be tuned by means of the screws. Then,

 

 

 

 

 

 

 

 

 

the penetration depths of the complete set of

 

 

 

 

|S11|

 

 

 

 

 

 

tuning screws have been determined to

 

−40

 

 

 

 

 

 

 

 

recover the desired electrical response at 11

 

 

 

 

 

 

 

 

 

 

 

and 13 GHz (see Figure 3). In such figure,

 

−50

 

 

 

 

 

 

 

 

our simulated results are successfully com-

 

 

 

 

 

 

 

 

 

 

 

12.5

12.6 12.7

12.8

12.9

13

13.1 13.2

13.3

13.4

13.5

pared with those provided by the commercial software Ansoft HFSS, based on the finite element method (FEM). The complete set of simulated results (150 frequency points) have been obtained in only 2.6 min

October 2007

63

techniques are used. For such purposes, the rounded corners effects introduced in the H- or E-plane of the manufactured waveguide filters have been rigorously considered during the analysis and design stages (see details in [9]). An alternative application of the low-cost milling technique produces rounded corners in the cross section of the waveguides, as shown in Figure 5. Making use of this novel topology, a four-pole inductive filter with a

(a)

bandpass response of 300 MHz centered at 11 GHz has been completely designed as proposed in [23].

In this case, the CAD tool employed has optimized the lengths of the coupling windows and cavities of the filter (see such parameters in Figure 5). This choice has widely increased the numerical efficiency of the complete design procedure, since the optimization of the length parameters does not imply any change in the cross section of the rounded corner waveguides. Therefore, the modal chart of such arbitrarily shaped waveguides does not need to be recomputed at each optimization step. Once the lengths of all involved waveguides have been determined, a prototype has been manufactured using this alternative fabrication technique. As shown in Figure 6(a), the filter is composed of several pieces, which must be cascaded to build up the complete structure. To minimize the additional losses introduced by this fabrication technique as much as possible, the junction of consecutive pieces takes place at the half plane of each waveguide resonator.

For validation purposes, the simulated results provided by our CAD tool at the design point are successfully compared with measurements of the manufactured prototype in Figure 6(b). In this case, and using the same personal computer employed in the previous example, a global effort of 204 s has been required for obtaining the simulated results in the whole frequency band (1,000 points). Therefore, it is also concluded that the complete design procedure of this filter has been performed in reasonable development times.

E-Plane Metal Insert Filters

 

E-plane metal insert technology is another classical

 

implementation of direct-coupled cavity filters, which

 

has been widely employed in several microwave and

(b)

millimeter-wave applications for over 25 years [41],

Figure 4. Manufactured prototype of the tuneable wave-

[42]. In this filter configuration, the impedance inverter

constants of the half-wave prototype are synthesized

guide filter: (a) inductive base structure and (b) top with

through the thin metal fins inserted in the mid plane of

tuning screws. Courtesy of ESTEC, ESA.

waveguide resonators. The geometry of a standard

 

 

 

implementation of an E-plane filter in rectan-

 

 

gular waveguide technology is shown in

Output Waveguide

 

Figure 7(a). These filters, which are usually

Fourth Section

 

composed of single-mode resonating cavities,

Third Section

 

have been proved to be suitable for low and

Second Section

 

moderate electrical requirements [41].

Resonant Cavity

 

One advantage of this filtering technology

 

is related to its easy manufacturing process,

Coupling Window

 

 

which is very suitable for low-cost and mass

Input Waveguide

 

l1

 

production. The rectangular waveguide hous-

 

ing is initially made of two symmetrical split

t1

 

w1

 

blocks, and then a metal sheet with all the

 

 

 

 

septa is inserted longitudinally between the

Figure 5. Inductive filter with rounded corners in the cross section of

two blocks. In this technology, the electrical

the waveguides.

 

response of the filters is mainly controlled by

64

 

October 2007

GHz
(b)
Figure 6. Manufactured prototype of the inductive filter with rounded corners:
(a) view of the internal pieces and (b) scattering parameters. Courtesy of ESTEC, ESA.

the pattern of the E-plane metal fins. The fabrication of

one. Finally, it is convenient to note that our simulated

the metal insert can be performed in several ways, for

results are in good agreement with both numerical

instance using metal etching or stamping methods for

(FEM) and measured data included also in Figure 8(b),

thicker sheets, or photolitographic and electro-deposi-

and that a CPU time of 0.35 s was required to get the

tion techniques if the sheet is thinner (typically below

response per frequency point in the same computer of

100 μm). Nevertheless, for an accurate design of these

previous cases.

 

 

 

 

 

 

 

 

 

filters, the metal thickness should be considered in the

Dual-Mode Waveguide Filters

 

 

 

 

electromagnetic analysis tool.

 

 

 

 

 

 

 

To validate this technology, a simple two-pole E-plane

Dual-mode waveguide filters have been widely

filter in rectangular waveguide technology providing a

employed in satellite communication systems since

bandpass response in the X band (between 8.34 and 8.92

their introduction in the early 1970s [44], [45], due to

GHz) has been designed. As shown in Figure 7(a), the

their well-known advantages of reduced mass and vol-

design parameters optimized by our CAD tool have

ume. In these structures, each waveguide resonator sup-

been the lengths of the metal fins and of the waveguide

ports two orthogonal degenerate modes, thus reducing

resonators. The simulated results of the E-plane filter

the number of cavities by a factor of two with regard to

compare well to FEM-based HFSS data in Figure 7(b).

single-mode resonator filters. Dual-mode filters can also

Since the analysis of this example only involves rectan-

implement nonadjacent couplings between resonators,

gular waveguides of different cross section, the related

resulting in more complex filtering functions (i.e., with

CPU effort can be considered practically negligible.

 

 

finite-frequency transmission zeros), typically providing

In practical applications, standard E-

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

plane rectangular waveguide filters are

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

revealed to offer narrow stopband per-

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

formance as well as moderate attenua-

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

tion slopes. To overcome such draw-

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

backs, the number of resonators are

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

typically increased, thus providing

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

bulky devices not suitable for space

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

applications. An alternative solution is

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

based on periodic structures, which

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

have been reported to offer improved

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

stopband performance and reduced

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

physical size due to well-known slow-

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

wave effects. Recently, a periodic E-

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

plane filter, where the rectangular

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

waveguide resonators are periodically

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

loaded with reactive obstacles in form

 

 

 

 

 

 

 

(a)

 

 

 

 

 

 

 

of ridges, has been proposed [43]. The

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

topology of this novel periodic struc-

 

0

 

 

 

 

 

 

 

 

 

 

 

 

 

ture can be seen in Figure 8(a).

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

New CAD Tool

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

With the aim of proving the features

 

 

 

 

 

 

 

 

 

 

 

 

−10

 

 

 

 

 

Measurements

 

 

 

 

of the periodic structure just described,

 

 

 

 

 

 

 

 

 

 

 

 

 

 

the same passband response obtained

 

 

 

|S21|

 

 

 

 

 

 

 

 

 

 

with the previous standard E-plane filter

 

−20

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

can be obtained with the periodically

 

 

 

 

 

 

 

 

 

 

 

 

 

 

dB

 

 

 

 

 

 

 

 

 

 

 

 

 

 

loaded solution, as it can be seen in

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

−30

 

 

 

 

 

 

 

 

 

 

 

 

 

Figure 8(b). For such purposes, the CAD

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

tool has optimized the geometrical para-

 

 

 

 

 

|S11|

 

 

 

 

 

 

 

 

 

meters of the metal insert shown in

 

−40

 

 

 

 

 

 

 

 

 

 

 

 

 

Figure 8(a). Comparing now the out-of-

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

band responses of both E-plane filters, it

 

−50

 

 

 

 

 

 

 

 

 

 

 

 

 

can be concluded from Figures 7(b) and

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10.5

10.6

10.7

10.8

10.9

11

11.1

11.2

11.3

11.4

11.5

 

 

8(b) that the periodic solution response has better selectivity and wider stopband than the standard counterpart. Regarding the total length of both solutions, the complete periodic filter is roughly 50% shorter than the standard

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65

improved selectivity and insertion loss performance. Such electrical responses have been traditionally required by narrow-band channel filters [44], [45].

For implementing dual-mode filters, square and circular waveguides have been typically used [2], since they support the dominant mode in vertical and horizontal polarizations. To understand the operation of these compact filtering devices, a classical implementation using square waveguide cavities and tuning screws has been first considered, whose topology is shown in Figure 9(a). The screws rotated 45are used for controlling the coupling levels between the two orthogonal modes of each cavity, whereas the other screws allow the independent frequency tuning of each resonant mode. The required intercavity coupling levels between each pair of resonant modes are performed through an evanescent rectangular waveguide. The same kind of rectangular iris is also employed for coupling the input and output waveguides to the corresponding square cavities. As shown in Figure 9(a), the orientations of the two modal coupling screws are perpendicular, which realizes a modified elliptic-function response with two transmission zeros [44].

The dual-mode filter topology described above has been used to obtain a four-pole bandpass response of 400 MHz bandwidth centered at 15 GHz with two transmission zeros. For such purposes, our CAD tool has optimized the lengths of all waveguides, the width and height of the central rectangular iris, and the penetration depths of the tuning screws. In Figure 9(b), we successfully compare our simulated results for the designed filter with the numerical data generated by the FEM-based Ansoft HFSS code. The same personal computer used in the previous examples was employed to generate these results (150 frequency points), with a global CPU effort of 229 s.

It is widely recognized that the use of tuning screws in dual-mode filters can severely affect their power handling capability as well as increase the passive intermodulation risks. These restrictions are relevant for dual-mode components, which are typically used as channel filters in output multiplexers of satellite payloads. For such reasons, some novel topologies of dualmode filters without tuning screws, based on rectangular (almost square) [46], [47], circular [48] and elliptical [49] resonators, were proposed during the 1990s. A

 

 

 

 

t

 

b

 

 

 

 

 

 

Ls1

Lr1

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FEM

 

 

 

 

 

 

 

 

 

 

−608

9

10

11

12

13

14

GHz

(b)

Figure 7. Standard E-plane filter in rectangular waveguide technology: (a) 3-D geometry and 2-D view of the metal insert and (b) scattering parameters.

t

b

Ls1

Lr1

Ls2

Lr2

Ls3

 

 

 

 

 

 

 

 

 

 

b

s1 s2 l2

l1

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l1

 

 

 

 

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FEM

 

 

 

 

 

Measurements

 

 

 

 

 

 

 

 

 

 

−60

9

10

11

12

13

14

 

8

 

 

 

 

GHz

 

 

 

 

 

 

 

(b)

 

 

 

Figure 8. Periodically loaded E-plane waveguide filter:

(a)3-D geometry and 2-D view of the metal insert and

(b)scattering parameters.

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October 2007

Figure 9. Dual-mode filter in square waveguide technology with tuning screws: (a) geometry and (b) scattering parameters.

practical realization of a dual-mode filter in circular waveguide technology without tuning screws is presented in Figure 10, where it can be noticed that only elliptical irises are used.

Each cavity of the dual-mode filter shown in Figure 10 contains two elliptical irises, the first one rotated 45for realizing the modal coupling of the two degenerate modes and the second one (not rotated) with major and minor axis dimensions chosen for tuning each independent resonant frequency. The cross section of a central elliptical iris is also designed for recovering the needed coupling levels between the pairs of resonant modes placed at adjacent cavities. Finally, the input and output waveguides are coupled to the first and last waveguide resonators, respectively, through two elliptical irises. For designing this filter, the dimensions of all elliptical irises, as well as the lengths of the circular cavities, have been determined.

In this case, our flexible CAD tool has been used to provide a four-pole elliptical bandpass response of 2% relative bandwidth centered at 11 GHz. For generating the two transmission zeros of such electrical response, the modal coupling elliptic irises of the filter must be orthogonally oriented, as it is shown in Figure 10. Once the geometrical dimensions of the designed dual-mode filter were determined, a real prototype was manufactured. In Figure 11(a) we can see the pieces of the filter, which include the required elliptical irises and circular waveguide cavities. After assembling all these pieces, a very compact filtering structure is finally obtained for space applications. An excellent comparison between the measurements of the fabricated filter response and the predicted simulated results is offered in Figure 11(b). It is relevant to remark that such experimental results were obtained without using any tuning screw in the prototype, which was possible due to the accuracy of the manufacturing technique employed (i.e., spark eroding).

Evanescent Mode Waveguide Filters

of-band performance and sharp selectivity. In addition, these filters are very competitive in terms of mass and volume due to their below-cutoff waveguide housing. As a practical example, we have used this compact geometry to realize a seven-pole bandpass response of 250 MHz bandwidth centered around 7 GHz. The design parameters determined by our CAD tool were the lengths of the evanescent waveguide sections and of the ridge waveguides (see Figure 12), whereas the housing dimensions and the ridge width and height were previously fixed for optimizing the filter length

Frequency

Coupling

Output

Iris

Tuning

Waveguide

 

Input

Waveguide

Modal Coupling Screw

 

(a)

 

0

 

 

 

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15 15.2 15.4 15.6 15.8 16

14 14.2 14.4 14.6 14.8

 

 

GHz

 

 

(b)

Another compact implementation of filtering structures for space applications is based on evanescent mode waveguides, whose typical configuration using symmetrical metal ridges can be seen in Figure 12. These filters, originally proposed in [50] and [51] and refined in

[52], are essentially composed of a hollow below

 

cut-off waveguide housing, which transmits the

Output Waveguide

energy between standard waveguide access ports

Second Section

through shunt capacitive elements (ridges in

Coupling Iris

Figure 12). The below cut-off waveguide sections

placed between consecutive ridges can be modeled

Frequency Tuning Iris

Modal Coupling Iris

as impedance inverters and shunt inductances

Input Coupling Iris

that, when combined with the cited capacitances,

Input Waveguide

provide the required filter resonances.

 

Evanescent mode waveguide filters are a good

 

choice for the input and output stages of satellite

 

payloads, since they can provide moderate and

Figure 10. Dual-mode filter in circular waveguide technology with-

wide-band electrical responses with excellent out-

out tuning screws.

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67

and its stopband behavior. A prototype of the designed filter was manufactured using a conventional milling technique. As shown in Figure 13(a), the structure is composed of two symmetrical pieces including the cor-

 

 

 

 

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New CAD Tool

 

 

 

 

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10.2 10.4 10.6 10.8

11

11.2 11.4 11.6 11.8

12

 

10

 

 

 

 

 

GHz

 

 

 

 

 

 

(b)

 

 

Figure 11. Manufactured prototype of the dual-mode filter in circular waveguide technology: (a) view of the internal pieces and (b) scattering parameters. Courtesy of ESTEC, ESA.

responding metal ridges, which must be assembled together to build up the complete filter.

The experimental measurements of the manufactured prototype are included in Figure 13(b), where they compare well with the simulated results of the designed structure. Nevertheless, some slight variations between both responses are observed in the passband, which are attributed to manufacture tolerances. For this structure, small perturbations in the penetration depths of the upper and lower metal inserts seriously affect the ridge gap dimension, which is identified to be a very sensitive parameter. Additionally, slight assembly misalignments can easily spoil the required symmetry of this filter design. To overcome such drawbacks, a potential alternative consists of using an asymmetrical configuration, with metal inserts placed only in one wall of the

waveguide housing.

A practical implementation of an asymmetrical evanescent mode waveguide filter, which uses tuning screws instead of rectangular cross-section metal ridges, is shown in Figure 14(a). In these structures, the use of post-assembly tuning screws can also be useful for overcoming response degradations due to manufacture tolerances. Using this asymmetrical configuration, a Chebyshev bandpass electrical response with five poles, 300 MHz bandwidth, and center frequency of 10 GHz was realized. For such purposes, the CAD tool optimized the penetration depths of the screws, as well as the lengths of below-cutoff waveguide sections placed between such screws.

In Figure 14(b), we successfully compare the simulated results provided by our CAD tool for the designed asymmetrical filter with numerical data, obtained with Ansoft HFSS based on the FEM method. To compute our simulated results (200 frequency points) with the same personal computer of previous cases, a CPU time of 35 s was only needed, which was very suitable for design purposes.

Output Waveguide

 

 

ah

 

 

 

bh

 

 

Metal Ridge

 

Waveguide

 

w

 

h

 

ln+1

Housing

t

Input

 

n

 

ln

Waveguide

 

 

 

tn–1

 

bin

 

l3

 

 

 

t2

 

 

t

l2

 

ain

l1

1

 

 

 

 

Figure 12. Symmetrical evanescent mode waveguide filter with centered ridges.

Conclusions

All-metal waveguide filters have been widely used in satellite payloads since the advent of the first space communication systems four decades ago. In this period, such technology has been continuously evolving due to the increasing requirements demanded to these components. This article has tried to describe this historical evolution, and its theoretical and technological features. Special attention has also been paid to present the most recent advances in the development of CAD tools for satellite filters, which are based on full-wave electromagnetic analysis methods.

Several practical examples of waveguide filters for space communication systems were considered. For each waveguide filter type, we

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6.85

6.9

6.95

7

7.05

7.1

7.15

 

6.8

 

 

 

 

GHz

 

 

 

 

 

 

 

 

(b)

 

 

 

 

Figure 13. Manufactured prototype of the evanescent mode filter: (a) view of the two symmetrical pieces with ridges and (b) scattering parameters. Courtesy of Alcatel Alenia Space (Spain).

have described a standard configuration, its typical electrical response, and the potential use within a satellite communications payload. Then, we presented some of the technological novelties related to each filter category under study. The two first examples included in this article are classical implementations of direct-coupled cavity filters, i.e., the inductively coupled rectangular waveguide filter and the E-plane metal insert filter. For both of them, standard topologies and common manufacturing processes were outlined. In the case of inductive filters, we have also shown how modern CAD tools can cope with the undesired mechanization effects due to low-cost mass-production techniques. For the E-plane technology, a more compact alternative solution with an improved stopband electrical performance was proposed. Later on, the concept of dual-mode filters was introduced. Two solutions, the first one based on square waveguide cavities and tuning screws and the second one using circular cavities and elliptical irises without tuning elements, were detailed. Finally, we focused on compact solutions for the input and out-

 

 

Output Waveguide

 

Waveguide Housing

Input

Tuning Screw

Waveguide

 

 

 

 

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9.6

9.7

9.8

9.9

10 10.110.210.310.410.5

 

 

 

 

 

GHz

 

 

 

 

 

(b)

Figure 14. Asymmetrical evanescent mode waveguide filter with tuning screws: (a) geometry and (b) scattering parameters.

put stages of satellite payloads, thus considering the evanescent mode waveguide filter technology.

Acknowledgments

The authors would like to thank ESTEC, ESA (in particular Dr. Marco Guglielmi) and Alcatel Alenia Space (Spain) for providing the manufactured prototypes shown in the manuscript. They also want to acknowledge their research colleagues and Ph.D. students at Valencia (Spain), who have contributed with some of the numerical and experimental results included in this article.

References

[1]G. Maral and M. Bousquet, Satellite Communication Systems, 3rd ed. Chichester: Wiley, 1998.

[2]C. Kudsia, R.J. Cameron, and W.-C. Tang, “Innovations in microwave filters and multiplexing networks for communications satellite systems,” IEEE Trans. Microwave Theory Tech., vol. 40, no. 6, pp. 1133–1149, Jun. 1992.

[3]R. Coirault, S.J. Feltham, G. Gatti, G. Guglielmi, and D. Perring, “Overview of microwave components activity at the European Space Agency,” IEEE Trans. Microwave Theory Tech., vol. 40, no. 6, pp. 1150–1158, Jun. 1992.

[4]G.L. Matthaei, L. Young, and E.M.T. Jones, Microwave Filters, Impedance-Matching Networks and Coupling Structures. New York: McGraw-Hill, 1964.

[5]J. Uher, J. Bornemann, and U. Rosenberg, Waveguide Components for Antenna Feed Systems: Theory and CAD. Norwood: Artech House, 1993.

[6]C. Kudsia, “A light weight graphite fiber epoxy composite (GFEC) waveguide multiplexer for satellite applications,” in Proc. 4th Eur. Microwave Conf., Montreaux, Switzerland, Sep. 1974, pp. 585–589.

[7]J.W. Bandler, Ed., “Special Issue on Automated circuit design using electromagnetic simulators,” IEEE Trans. Microwave Theory

Tech., vol. 45, no. 5, pp. 709–866, May 1997.

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